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Judge Alison J. Nathan

Individual Rules, Standing Orders & Policies

Rules last changed:
Southern District of New York

Limits & Logistics

Document Limits

Motion
25 pgs
Reply
10 pgs
Letter
3 pgs
Additional Rule 56 1 Statement
25 pgs
Rule 56 1 Response
50 pgs
Summary Judgment Memorandum
50 pgs

Courtesy Copies

Courtesy copies

  • 1 copy
  • 1 copy • Email • Upon Filing

Letter

Motion

  • 1 copy

Adjournments

  • Extensions not granted after deadlines unless exceptional circumstances exist.
  • Requests for Adjournments or Extensions of Time. All requests for adjournments or extensions of time must be made in writing and filed on ECF as letter-motions, or submitted pursuant to Rule 1.C, if appropriate. Such requests must state: (i) the original date(s); (ii) the number of previous requests for adjournment or extension; (iii) whether these previous requests were granted or denied; and (iv) whether the adversary consents and, if not, the reasons given by the adversary for refusing to consent. If the parties are requesting adjournment of a conference, they must also provide three mutually agreeable alternate conference dates. If the parties are requesting adjournment of an initial pretrial conference or post-discovery conference, the proposed dates should be Friday afternoons.

Request must include

Original DateNumber of Previous RequestsPrevious Requests Granted or DeniedAdversary PositionProposed New Dates
2Business Daysnotice
  • Applications to extend deadlines must be in writing, made at least 2 business days before expiration, and require good cause; extensions after deadlines require exceptional circumstances.
  • Applications to modify/extend dates must be made 2 business days before deadline.
  • Counsel may extend the default deadlines by stipulation submitted to the Court no later than two business days before the brief is due.
Reason for Request
48Hoursnotice
  • Adjournment/extension requests must be made at least 48 hours in advance; extraordinary circumstances required for late requests.
  • Adjournment or extension requests must be made at least 48 hours before the deadline, except in extraordinary circumstances.
Affects Other DatesOriginal DateNumber of Previous RequestsPrevious Requests Granted or DeniedAdversary PositionProposed New Dates
  • Opposition papers due 4 weeks after motion; reply papers due 2 weeks after opposition.

Communication

Email

Chambers

ca02_ajnchambers@ca2.uscourts.gov
Emergencies
No status inquiries
Cases:
Filters:

Page & Word Limits24 rules

Page LimitsMandatoryCriminal cases

Unless prior approval has been granted, no letter (however it is filed) may exceed three pages in length (exclusive of exhibits or attachments).

Page limit
Up to 3 pages

Excluded from page count

  • Exhibits
  • Attachments
Page LimitsMandatoryCriminal cases

Unless prior approval has been granted, no letter (however it is filed) may exceed three pages in length (exclusive of exhibits or attachments).

Letter
Up to 3 pages

Excluded from page count

  • Exhibits
  • Attachments
AJN Nathan Criminal Rules 7 7 22 · Jul 2022 · p. 2
|SectionCommunications with Chambers
Page LimitsMandatory

Letters may not exceed three pages in length (exclusive of exhibits or attachments). Any letter longer than one page must be double spaced.

Letter
Up to 3 pages
Format
Double-spaced

Excluded from page count

  • Exhibits
  • Attachments
Page LimitsMandatory

Unless prior permission has been granted, memoranda of law in support of and in opposition to motions are limited to 25 pages, and reply memoranda are limited to 10 pages.

Page LimitsMandatory

Rule 56.1 statements limited to 25 pages unless leave obtained at least one week before due date.

Rule 56.1 statement
Up to 25 pages

Exception

More pages with leave of court

Court's wording

Any Rule 56.1 statement in support of a motion for summary judgment is limited to no more than 25 pages unless leave of the Court to file a longer document is obtained at least one week prior to the due date of such motion for summary judgment.

Page LimitsMandatory

Rule 56.1 statements supporting summary judgment are limited to 25 pages unless leave obtained one week before due date.

Motion
Up to 25 pages

Exception

More pages with leave of court

Court's wording

Any Rule 56.1 statement in support of a motion for summary judgment is limited to no more than 25 pages unless leave of the Court to file a longer document is obtained at least one week prior to the due date of such motion for summary judgment.

Page LimitsMandatory

Unless prior permission has been granted, memoranda of law in support of and in opposition to motions are limited to 25 pages, and reply memoranda are limited to 10 pages.

Motion
Up to 25 pages
Opposition
Up to 25 pages
Reply
Up to 10 pages
Page LimitsMandatory

Opposing party's response to Rule 56.1 statement limited to 50 pages unless leave obtained one week before due date.

Opposition
Up to 50 pages

Exception

More pages with leave of court

Court's wording

An opposing party's response to the moving party's Rule 56.1 statement shall be no longer than 50 pages, unless leave of the Court to file a longer document is obtained at least one week prior to the due date of such submission.

AJN Nathan Individual Rules of Practice in Civil Cases 7 7 22 · Jul 2022 · p. 5
|SectionStatement of Material Facts Pursuant to Local Rule 56.1
Page LimitsMandatory

Additional Rule 56.1 statement limited to 25 pages.

Additional Rule 56.1 statement
Up to 25 pages

Court's wording

If necessary, the opposing party may provide an additional Local Rule 56.1 statement containing a separate, short and concise statement of additional facts as to which it is contended that there exists a genuine issue to be tried. This submission shall be no longer than 25 pages.

AJN Nathan Individual Rules of Practice in Civil Cases 7 7 22 · Jul 2022 · p. 5
|SectionStatement of Material Facts Pursuant to Local Rule 56.1
Page LimitsMandatory

Opposing party's Rule 56.1 response limited to 50 pages unless leave granted one week prior.

Rule 56.1 response
Up to 50 pages

Exception

More pages with leave of court

Court's wording

An opposing party’s response to the moving party’s Rule 56.1 statement shall be no longer than 50 pages, unless leave of the Court to file a longer document is obtained at least one week prior to the due date of such submission.

AJN Nathan Individual Rules of Practice in Civil Cases 7 7 22 · Jul 2022 · p. 5
|SectionStatement of Material Facts Pursuant to Local Rule 56.1
Page LimitsMandatory

Additional Rule 56.1 statement of separate facts limited to 25 pages.

Page limit
Up to 25 pages

Court's wording

If necessary, the opposing party may provide an additional Local Rule 56.1 statement containing a separate, short and concise statement of additional facts as to which it is contended that there exists a genuine issue to be tried. This submission shall be no longer than 25 pages.

AJN Nathan Individual Rules of Practice in Civil Cases 7 7 22 · Jul 2022 · p. 5
|SectionStatement of Material Facts Pursuant to Local Rule 56.1
Page LimitsMandatory

Pre-motion letter for early summary judgment motion limited to 2 pages.

Letter
Up to 2 pages

Court's wording

To arrange a pre-motion conference, the moving party shall submit a letter of not more than two pages setting forth the basis for the anticipated motion and explaining why exceptional circumstances justify submitting it before discovery closes.

AJN Nathan Individual Rules of Practice in Civil Cases 7 7 22 · Jul 2022 · p. 5
|SectionStatement of Material Facts Pursuant to Local Rule 56.1
Page LimitsMandatory

Defendant shall then submit a motion for summary judgment and a memorandum of law of no more than 50 pages supporting their motion and opposing Plaintiff's motion.

Motion
Up to 50 pages
Page LimitsMandatory

Defendant's summary judgment memorandum limited to 50 pages.

Summary judgment memorandum
Up to 50 pages
Applies to
  • Summary judgment motions

Court's wording

Defendant shall then submit a motion for summary judgment and a memorandum of law of no more than 50 pages supporting their motion and opposing Plaintiff’s motion. Defendant shall also file any Rule 56.1 statement in support of their motion, and any response to Plaintiff’s Rule 56.1 statement.

Page LimitsMandatory

Plaintiff shall then file a memorandum of law of no more than 35 pages opposing Defendant's motion and replying to Defendant's opposition to Plaintiff's motion.

Page limit
Up to 35 pages
Page LimitsMandatory

Plaintiff shall then file a memorandum of law of no more than 35 pages opposing Defendant’s motion and replying to Defendant’s opposition to Plaintiff’s motion.

Page LimitsMandatory

Defendant shall then file a reply to Plaintiff's opposition of no more than 10 pages.

Reply
Up to 10 pages
Page LimitsMandatory

Defendant shall then file a reply to Plaintiff’s opposition of no more than 10 pages.

Reply
Up to 10 pages
Page LimitsMandatory

Diversity jurisdiction cases require letter no longer than 2 pages explaining basis for diversity jurisdiction, filed before Initial Pretrial Conference.

Diversity jurisdiction letter
Up to 2 pages

Court's wording

In any action in which subject matter jurisdiction is founded on diversity of citizenship pursuant to 28 U.S.C. § 1332, the party asserting the existence of such jurisdiction shall, prior to the Initial Pretrial Conference, submit to the Court a letter no longer than two pages explaining the basis for that party's belief that diversity of citizenship exists.

AJN Nathan Individual Rules of Practice in Civil Cases 7 7 22 · Jul 2022 · p. 10
|SectionOther Pretrial Guidance - Diversity Jurisdiction Cases
Page LimitsMandatory

Rule 56.1 statements limited to 25 pages (support) or 50 pages (opposition), with leave option.

Rule 56.1 statement
Up to 25 pages
Opposition Rule 56.1 statement
Up to 50 pages

Exception

More pages with leave of court

Court's wording

Any Rule 56.1 statement in support of a motion for summary judgment is limited to no more than 25 pages unless leave of the Court to file a longer document is obtained at least one week prior to the due date of such motion for summary judgment. An opposing party’s response to the moving party’s Rule 56.1 statement shall be no longer than 50 pages, unless leave of the Court to file a longer document is obtained at least one week prior to the due date of such submission.

Page LimitsMandatory

Memoranda of law limited to 25 pages; reply memoranda to 10 pages; 12-point font, double-spaced.

Memorandum of law
Up to 25 pages
Reply memorandum
Up to 10 pages
Format
12-point

Court's wording

Memoranda of law in support of and in opposition to motions are limited to 25 pages, and reply memoranda are limited to 10 pages. All memoranda of law shall be in 12-point font or larger and be double-spaced.

Page LimitsMandatory

Rule 56.1 statements limited to 25 pages (moving), 50 pages (opposition), 25 pages (additional facts).

Motion
Up to 25 pages

Exception

More pages with leave of court

Court's wording

Any Rule 56.1 statement in support of a motion for summary judgment is limited to no more than 25 pages unless leave of the Court to file a longer document is obtained at least one week prior to the due date of such motion for summary judgment. An opposing party's response to the moving party's Rule 56.1 statement shall be no longer than 50 pages, unless leave of the Court to file a longer document is obtained at least one week prior to the due date of such submission. If necessary, the opposing party may provide an additional Local Rule 56.1 statement containing a separate, short and concise statement of additional facts as to which it is contended that there exists a genuine issue to be tried. This submission shall be no longer than 25 pages.

Page LimitsMandatory

Memoranda of law limited to 25 pages (10 for replies), 12-point font minimum, double-spaced.

Page limit
Up to 25 pages
Format
Double-spaced; 12-point
Applies to
  • Opposition
  • Reply

Court's wording

Unless prior permission has been granted, memoranda of law in support of and in opposition to motions are limited to 25 pages, and reply memoranda are limited to 10 pages. All memoranda of law shall be in 12-point font or larger and be double-spaced.

Page LimitsImportant

Letters may not exceed three pages in length (exclusive of exhibits or attachments).

Letter
Up to 3 pages

Excluded from page count

  • Exhibits
  • Attachments
AJN Nathan Individual Rules of Practice in Civil Cases 7 7 22 · Jul 2022 · p. 1
|Section1. Communications with Chambers - A. All Communications by Letter

Document Format Requirements11 rules

FormattingMandatoryCriminal cases

All communications with the Court must be submitted by letter and filed on ECF. Any letter that is longer than one page must be double spaced.

Line spacing
Double
FormattingMandatoryCriminal cases

All sentencing submissions must be double spaced.

Line spacing
Double
Applies to
  • Defendant sentencing submission
  • Government sentencing submission
FormattingMandatory

All appendices to memoranda of law must be tabbed and indexed.

FormattingMandatory

In addition to filing these documents on ECF, parties should also submit copies of these documents to the Court by email (ca02_AJNchambers@ca2.uscourts.gov), as Microsoft Word documents.

File type
Word
FormattingMandatory

If permitted by the Standing Order, mobile telephones are permitted inside the Courtroom, but they MUST be kept turned off at all times.

FormattingImportantCriminal cases

Any letter that is longer than one page must be double spaced.

Applies to
  • More than 1 page
Line spacing
Double
AJN Nathan Criminal Rules 7 7 22 · Jul 2022 · p. 1
|SectionCommunications with Chambers
FormattingImportantCriminal cases

All sentencing submissions must be double spaced.

Line spacing
Double
Applies to
  • Sentencing memorandum
FormattingImportant

Any letter longer than one page must be double spaced.

Line spacing
Double
Applies to
  • Letter
AJN Nathan Individual Rules of Practice in Civil Cases 7 7 22 · Jul 2022 · p. 1
|Section1. Communications with Chambers - A. All Communications by Letter
FormattingImportant

All appendices to memoranda of law must be tabbed and indexed.

FormattingImportant

Any letter filed with the Court that is longer than one page must be double spaced.

Applies to
  • More than 1 page
Line spacing
Double
FormattingImportant

Any letter filed with the Court that is longer than one page must be double spaced.

Applies to
  • More than 1 page
Line spacing
Double

Document Filing Requirements54 rules

Filing RequirementsMandatoryCriminal cases

Speedy Trial Act exclusions require proposed order in Word format

Document
Adjournment request

Must include

  • Proposed order
  • Proposed order (in Microsoft Word format)

Court's wording

If a party seeks an exclusion of time under the Speedy Trial Act, 18 U.S.C. § 3161, the party must submit to the Court by email a proposed order (in Microsoft Word format) along with its request for adjournment or extension.

AJN Nathan Criminal Rules 7 7 22 · Jul 2022 · p. 2
|SectionRequests for Adjournments or Extensions of Time
Filing RequirementsMandatoryCriminal cases

Plea agreements, cooperation agreements, and Pimentel letters must be emailed to chambers at least two business days before the scheduled plea.

Court's wording

When a defendant is pleading guilty pursuant to a plea agreement or a cooperation agreement, or where the Government is providing a Pimentel letter, a copy of the relevant document ordinarily must be emailed to the Court (ca02_AJNchambers@ca2.uscourts.gov) at least two business days before the scheduled plea.

Filing RequirementsMandatoryCriminal cases

Government must provide three hard copies of exhibit list and one set of pre-marked exhibits in binder or folders at trial start.

Court's wording

At the start of the trial, the Government must provide the Court with three hard copies of the exhibit list, and one set of pre-marked documentary exhibits and Section 3500 material assembled sequentially in a loose leaf binder, or in separate manila folders labeled with the exhibit numbers and placed in a suitable container for ready reference.

Filing RequirementsMandatoryCriminal cases

Unless otherwise ordered, proposed voir dire, jury instructions, and verdict forms shall be ECF filed two weeks prior to the trial date. At the time of ECF filing, each party should also email copies of these documents, as Microsoft Word documents, to ca02_AJNchambers@ca2.uscourts.gov.

Filing RequirementsMandatoryCriminal cases

Any discovery motion must contain the Rule 16.1 affidavit.

Filing RequirementsMandatoryCriminal cases

Any discovery motion must contain the Rule 16.1 affidavit.

Filing RequirementsMandatoryCriminal cases

Any written request for a bail modification by a defendant shall indicate whether the Government and the Pre-Trial Services Officer consent to the request.

Filing RequirementsMandatoryCriminal cases

Any written request for a bail modification by a defendant shall indicate whether the Government and the Pre-Trial Services Officer consent to the request.

Filing RequirementsMandatoryCriminal cases

Benefactor payments requiring conflict disclosure must be reported at initial conference

Court's wording

Whenever Defense Counsel has received, or is receiving, a benefactor payment that subjects counsel to a conflict of interest, said counsel must inform the Court and request a Curcio hearing at the initial conference.

Filing RequirementsMandatoryCriminal cases

Defendant sentencing submissions due one week before sentencing; Government submissions due three days before.

Court's wording

Unless otherwise ordered by the Court, a defendant's sentencing submission shall be served one week in advance of the sentencing date; the Government's sentencing submission shall be served three days in advance of the sentencing date.

Filing RequirementsMandatoryCriminal cases

Except for submissions to be filed under seal or in redacted form, every document in a sentencing submission, including letters, must be filed on ECF.

Filing RequirementsMandatoryCriminal cases

The defendant is responsible for filing all letters submitted on behalf of the defendant, including those from friends and relatives. The Government is responsible for filing all letters from victims.

Filing RequirementsMandatoryCriminal cases

Letters should be grouped and filed together as attachments to a single document marked SENTENCING MEMORANDUM with the caption and docket number clearly indicated.

Document
Sentencing submission

Should include

  • SENTENCING MEMORANDUM
Filing RequirementsMandatoryCivil cases

All motions and applications shall be governed by the Court’s Individual Rules.

Filing RequirementsMandatory

This Notice will, inter alia, direct the parties to submit a Joint Letter (as described in the Notice) and a proposed Civil Case Management Plan and Scheduling Order to the Court at least seven days prior to the conference date.

Filing RequirementsMandatory

Sur-reply memoranda will not be accepted without prior permission of the Court.

Filing RequirementsMandatory

Any attorney appearing before the Court must enter a Notice of Appearance with the Clerk of Court.

Filing RequirementsMandatory

Non-moving party must notify Court and adversary within 10 days of motion to dismiss about amending or relying on existing pleading.

Court's wording

When a motion to dismiss is filed, the non-moving party must, within 10 days of receipt of the motion, notify the Court and its adversary in writing whether (i) it intends to file an amended pleading and when it will do so, or (ii) it will rely on the pleading being attacked.

Filing RequirementsMandatory

All Memoranda of 10 pages or more shall contain a table of contents and a table of authorities, neither of which shall count against the page limit.

Must include

  • Table of contents
  • Table of authorities
Filing RequirementsMandatory

Rule 56.1 statements must include citations to admissible evidence.

Court's wording

Each statement by a movant or opponent pursuant to Rule 56.1(a) and (b), including each statement controverting any statement of material fact, must be followed by citation to evidence which would be admissible, set forth as required by Fed. R. Civ. P. 56(c).

AJN Nathan Individual Rules of Practice in Civil Cases 7 7 22 · Jul 2022 · p. 5
|SectionStatement of Material Facts Pursuant to Local Rule 56.1
Filing RequirementsMandatory

L. Proposed Orders. All proposed orders that parties wish the Court to sign should be submitted on ECF as attachments or exhibits to an appropriate formal application to the Court seeking the endorsement of such order.

Filing RequirementsMandatory

Plaintiff must serve default judgment motion and file affidavit of service on ECF within 14 days; Court will not consider motion until affidavit is filed.

Document
Default judgment

Must include

  • Certificate of service

Court's wording

The plaintiff must serve the motion for default judgment and supporting paperwork on the party against whom default judgment is sought and file an affidavit of service on ECF within fourteen days of filing the motion for default judgment. The Court will not consider the motion for default judgment until such affidavit of service is filed. If more than fourteen days are required to complete service of the motion for default judgment and supporting papers, the plaintiff should file a letter on ECF explaining why additional time is necessary and when the plaintiff anticipates service will be completed.

Filing RequirementsMandatory

Plaintiff must serve Court's default judgment hearing order and file proof of service

Court's wording

The Court will review the motion for default judgment and, if appropriate, issue an order setting a date and time for a default judgment hearing. If the Court issues such an order, the plaintiff must then serve on the party against whom default judgment is sought the Court’s order setting a date and time for the default judgment hearing. The plaintiff must filed proof of such service on the docket in the manner and by the date specified in the Court’s order setting the default judgment hearing.

Filing RequirementsMandatory

Plaintiff must serve motion for default judgment within 14 days and file affidavit of service on ECF

Document
Motion for default judgment

Must include

  • Certificate of service

Court's wording

The plaintiff must serve the motion for default judgment and supporting paperwork on the party against whom default judgment is sought and file an affidavit of service on ECF within fourteen days of filing the motion for default judgment. The Court will not consider the motion for default judgment until such affidavit of service is filed. If more than fourteen days are required to complete service of the motion for default judgment and supporting papers, the plaintiff should file a letter on ECF explaining why additional time is necessary and when the plaintiff anticipates service will be completed.

Filing RequirementsMandatory

L. Proposed Orders. All proposed orders that parties wish the Court to sign should be submitted on ECF as attachments or exhibits to an appropriate formal application to the Court seeking the endorsement of such order.

Should include

  • Proposed order
Filing RequirementsMandatory

FLSA settlement requires joint letter containing Wolinsky considerations, calculation method, hours/wages worked, billing records, and non-disparagement authority if applicable.

Court's wording

The parties must submit to the Court both the settlement agreement and a joint letter explaining why the settlement should be approved. The joint letter should contain the following: i. Discussion of the considerations detailed in Wolinksy, 900 F. Supp. 2d at 335–36. ii. A description of the method used to calculate the settlement amounts. iii. A list of the hours plaintiff(s) worked and at what wages. This should be detailed enough to enable the Court to follow the parties' steps in calculating the settlement amounts. If the parties disagree on hours worked or wages owed, both parties' estimates should be included.Detailed billing records to support any request for attorneys' fees, documenting the hours expended and the nature of the work done. iv. If the proposed settlement contains a non-disparagement provision, authority and argument demonstrating that the proposed provision is fair and reasonable.

AJN Nathan Individual Rules of Practice in Civil Cases 7 7 22 · Jul 2022 · p. 9
|SectionOther Pretrial Guidance - Settlement Agreements
Filing RequirementsMandatory

Joint Pretrial Report due within 40 days after discovery completion or 14 days after dispositive motion decision, containing caption, counsel info, and jurisdiction statements.

Document
Joint pretrial report

Must include

  • Caption

Court's wording

Unless otherwise ordered by the Court, within 40 days from the date for the completion of all discovery, or, if a dispositive motion has been filed, within 14 days of a decision on such motion, the parties shall electronically file a proposed Joint Pretrial Report. This document, which should be ECF filed under the event heading “Joint Pretrial Report,” shall include the following: i. The full caption of the action; ii. The names, law firms, addresses, and telephone and fax numbers of trial counsel; iii. A brief statement by plaintiff as to the basis of subject matter jurisdiction, and a brief statement by each other party as to the presence or absence of subject matter jurisdiction. Such statements shall include citations to all statutes relied on and relevant facts as to citizenship and jurisdictional amount;

Filing RequirementsMandatory

Counsel for all parties must file a notice of appearance in this Court promptly upon removal.

AJN Nathan Individual Rules of Practice in Civil Cases 7 7 22 · Jul 2022 · p. 10
|SectionOther Pretrial Guidance - Cases Removed from State Court
Filing RequirementsMandatory

Diversity jurisdiction letter must state place of incorporation and principal place of business for corporations, or citizenship of all members/partners for partnerships/LLCs/trusts.

Court's wording

Where any party is a corporation, the letter shall state both the place of incorporation and the principal place of business. In cases where any party is a partnership, limited partnership, limited liability company, or trust, the letter shall state the citizenship of each of the entity's members, shareholders, partners, and/or trustees.

AJN Nathan Individual Rules of Practice in Civil Cases 7 7 22 · Jul 2022 · p. 10
|SectionOther Pretrial Guidance - Diversity Jurisdiction Cases
Filing RequirementsMandatory

The joint letter should contain the following: i. Discussion of the considerations detailed in Wolinksy, 900 F. Supp. 2d at 335–36. ii. A description of the method used to calculate the settlement amounts. iii. A list of the hours plaintiff(s) worked and at what wages. This should be detailed enough to enable the Court to follow the parties' steps in calculating the settlement amounts. If the parties disagree on hours worked or wages owed, both parties' estimates should be included.Detailed billing records to support any request for attorneys' fees, documenting the hours expended and the nature of the work done. iv. If the proposed settlement contains a non-disparagement provision, authority and argument demonstrating that the proposed provision is fair and reasonable.

Filing RequirementsMandatory

Affidavits for direct testimony must be filed on ECF with joint pretrial report.

Court's wording

At the time the Joint Pretrial Report is filed, each party shall file on ECF copies of affidavits constituting the direct testimony of each trial witness, except for the direct testimony of an adverse party, a person whose attendance is compelled by subpoena, or a person for whom the Court has agreed to hear direct testimony live at the trial.

Filing RequirementsMandatory

Proposed findings of fact and conclusions of law must be filed with joint pretrial report.

Court's wording

At the time the Joint Pretrial Report is filed, each party shall electronically file proposed findings of fact and conclusions of law. The proposed findings of fact should be detailed and should include citations to the proffered trial testimony and exhibits, as there may be no opportunity for post-trial submissions.

Filing RequirementsMandatory

Removal cases require filing copies of state court pleadings and prompt notice of appearance.

Court's wording

Counsel for the party or parties which removed the case must, in addition to providing a copy of all process, pleadings, and papers served upon the defendants pursuant to 28 U.S.C. § 1446(a), file a copy of any pleading filed or served while the case remained in State court. Counsel for all parties must file a notice of appearance in this Court promptly upon removal.

Filing RequirementsMandatory

Documentary exhibits must be submitted on thumb drive and ECF at time of joint pretrial report.

Court's wording

At the time that the Joint Pretrial Report is filed, each party shall submit to the Court a thumb drive containing one copy of each documentary exhibit sought to be admitted. Exhibits shall also be filed on ECF.

Filing RequirementsMandatory

The original signed affidavits should be brought to trial to be marked as exhibits.

Filing & Service rules

Courtesy Copy Requirements

Government must provide 3 hard copies of exhibit list and 1 set of exhibits/3500 materials at trial start.

At the start of the trial, the Government must provide the Court with three hard copies of the exhibit list, and one set of pre-marked documentary exhibits and Section 3500 material assembled sequentially in a loose leaf binder, or in separate manila folders labeled with the exhibit numbers and placed in a suitable container for ready reference.

Criminal cases

Page 3 | Trials

Voir dire, jury instructions, and verdict forms must be ECF filed 2 weeks before trial and emailed to chambers.

proposed voir dire, jury instructions, and verdict forms shall be ECF filed two weeks prior to the trial date. At the time of ECF filing, each party should also email copies of these documents, as Microsoft Word documents, to ca02_AJNchambers@ca2.uscourts.gov.

Criminal cases

Page 3 | Trials

Plea agreements and Pimentel letters must be emailed to chambers at least 2 business days before plea.

When a defendant is pleading guilty pursuant to a plea agreement or a cooperation agreement, or where the Government is providing a Pimentel letter, a copy of the relevant document ordinarily must be emailed to the Court (ca02_AJNchambers@ca2.uscourts.gov) at least two business days before the scheduled plea.

Criminal cases

Page 3 | Guilty Pleas

The parties should provide the Court with one courtesy copy of each submission at the time it is served.

The parties should provide the Court with one courtesy copy of each submission at the time it is served.

Criminal cases

Page 4 | Sentencing

a defendant’s sentencing submission shall be served one week in advance of the sentencing date; the Government’s sentencing submission shall be served three days in advance of the sentencing date. The parties should provide the Court with one courtesy copy of each submission at the time it is served.

a defendant’s sentencing submission shall be served one week in advance of the sentencing date; the Government’s sentencing submission shall be served three days in advance of the sentencing date. The parties should provide the Court with one courtesy copy of each submission at the time it is served.

Criminal cases

Page 4 | Sentencing

In addition to filing these documents on ECF, parties should also submit copies of these documents to the Court by email (ca02_AJNchambers@ca2.uscourts.gov), as Microsoft Word documents.

In addition to filing these documents on ECF, parties should also submit copies of these documents to the Court by email (ca02_AJNchambers@ca2.uscourts.gov), as Microsoft Word documents.

Page 12 | Requests to Charge and Proposed Voir Dires

All motion papers should include one courtesy copy for the Court. All courtesy copies shall be clearly marked as such.

All motion papers should include one courtesy copy for the Court. All courtesy copies shall be clearly marked as such.

Page 2 | MOTIONS

All motion papers should include one courtesy copy for the Court. All courtesy copies shall be clearly marked as such.

All motion papers should include one courtesy copy for the Court. All courtesy copies shall be clearly marked as such.

Parties should not submit courtesy copies of letters filed on ECF.

Parties should not submit courtesy copies of letters filed on ECF.

Criminal cases

Page 2 | Letters

Unless otherwise noted, parties should not submit courtesy copies of letters filed on ECF.

Unless otherwise noted, parties should not submit courtesy copies of letters filed on ECF.

Page 1 | 1. Communications with Chambers - A. All Communications by Letter

Sealing & Redaction Procedures

Redacted pages must be filed under seal and brought to sentencing with redaction markings.

If any material is redacted from the publicly filed document, only those pages containing the redacted material will be filed under seal. Bring a copy of those pages to the sentencing proceeding, marked to indicate what information has been redacted from the publicly filed materials, to give to the Court for filing under seal.

Criminal cases

Page 4 | Sentencing

Redactions beyond 11 categories require application served and filed with sentencing submission.

If a party redacts information beyond the eleven categories of information identified in the Privacy Policy, an application to do so must be served and filed at the time the sentencing submission is served.

Criminal cases

Page 4 | Sentencing

Redaction beyond the 11 categories identified in the Privacy Policy requires a court application filed with the sentencing submission.

If a party redacts information beyond the eleven categories of information identified in the Privacy Policy, an application to do so must be served and filed at the time the sentencing submission is served. The application should clearly identify the redaction and explain the reasons for the redaction. The application will be addressed at the sentencing proceeding.

Criminal cases

Page 4 | Sentencing

Parties may redact 11 categories of sensitive information without court application; only redacted pages filed under seal; marked copy must be brought to sentencing.

Parties may redact the five categories of "sensitive information" and the six categories of information requiring caution (i.e., personal identifying number, medical records, treatment and diagnosis, employment history, individual financial information, proprietary or trade secret information, and information regarding an individual's cooperation with the government) as described in the Privacy Policy, without application to the Court. If any material is redacted from the publicly filed document, only those pages containing the redacted material will be filed under seal. Bring a copy of those pages to the sentencing proceeding, marked to indicate what information has been redacted from the publicly filed materials, to give to the Court for filing under seal.

Criminal cases

Page 4 | Sentencing

For redactions in publicly filed documents: file redacted version publicly and unredacted version with highlights under seal, both related to the motion.

Where the motion seeks approval to redact information from a document that is to be publicly filed, the filing party shall: (a) publicly file the document with the proposed redactions, and (b) electronically file under seal a copy of the unredacted document with the redactions highlighted. Both documents must be electronically filed through the ECF system and related to the motion.

Page 8 | Sealing and Redactions

All sealing and redactions except those in Section 4.A require Court approval.

B. Sealing and Redactions Requiring Court Approval. Except as permitted by Section 4.A, all sealing and redactions require Court approval.

Page 8 | Sealing and Redactions

For redactions in publicly filed documents, file redacted version publicly and unredacted version under seal

Where the motion seeks approval to redact information from a document that is to be publicly filed, the filing party shall: (a) publicly file the document with the proposed redactions, and (b) electronically file under seal a copy of the unredacted document with the redactions highlighted. Both documents must be electronically filed through the ECF system and related to the motion.

Page 8 | Sealing and Redactions Requiring Court Approval

Motions for sealed/redacted filings must be filed on ECF in public view with reasons; supporting papers filed separately and may be sealed/redacted only as necessary.

Motions or Letter Motions for approval of sealed or redacted filings in civil and miscellaneous cases and the subject documents, including the proposed sealed document(s), must be filed electronically through the court's ECF system in conformity with the court's standing order, 19-mc-00583, and ECF Rules & Instructions, section 6. The motion must be filed in public view, must explain the particular reasons for seeking to file that information under seal, and should not include confidential information sought to be filed under seal. Supporting papers must be separately filed electronically and may be filed under seal or redacted only to the extent necessary to safeguard information sought to be filed under seal.

Page 8 | Sealing and Redactions

Proposed sealed documents must be filed under seal and electronically related to the motion

The proposed sealed document must be contemporaneously filed under seal in the ECF system and electronically related to the motion. The summary docket text, but not the sealed document, will be open to public inspection and should not include confidential information sought to be filed under seal.

Page 8 | Sealing and Redactions Requiring Court Approval

All sealing and redactions require Court approval except for specified sensitive information

B. Sealing and Redactions Requiring Court Approval. Except as permitted by Section 4.A, all sealing and redactions require Court approval. Motions or Letter Motions for approval of sealed or redacted filings in civil and miscellaneous cases and the subject documents, including the proposed sealed document(s), must be filed electronically through the court’s ECF system in conformity with the court’s standing order, 19-mc-00583, and ECF Rules & Instructions, section 6. The motion must be filed in public view, must explain the particular reasons for seeking to file that information under seal, and should not include confidential information sought to be filed under seal. Supporting papers must be separately filed electronically and may be filed under seal or redacted only to the extent necessary to safeguard information sought to be filed under seal.

Page 8 | Sealing and Redactions Requiring Court Approval

Parties unable to file sealed documents electronically through ECF must move for leave to file on paper.

Any party unable to comply with the requirement for electronic filing under seal through the ECF system, or who has reason to believe that a particular document should not be electronically filed, must move for leave of the Court to file in the traditional manner, on paper.

Page 9 | Other Pretrial Guidance

Party seeking to file sealed materials must notify opposing party to file a letter within 3 days explaining the need for sealing.

When a party seeks leave to file sealed or redacted materials on the ground that an opposing party or third party has requested it, that party shall notify the opposing party or third party that it must file, within three days, a letter explaining the need to seal or redact the materials.

Page 9 | Other Pretrial Guidance

Parties must seek leave to file sealed documents on paper if unable to use ECF system.

Any party unable to comply with the requirement for electronic filing under seal through the ECF system, or who has reason to believe that a particular document should not be electronically filed, must move for leave of the Court to file in the traditional manner, on paper.

Parties may redact 11 categories of sensitive information without court application.

Parties may redact the five categories of “sensitive information” and the six categories of information requiring caution... without application to the Court.

Criminal cases

Page 4 | Sentencing

Parties may redact 5 categories of sensitive information and 6 categories of caution information without Court approval.

A. Sealing and Redactions Not Requiring Court Approval. The parties are referred to the EGovernment Act of 2002 and the Southern District's ECF Privacy Policy categories of "sensitive information" in their submissions (i.e., social security numbers [use the last four digits only], names of minor children [use the initials only], dates of birth [use the year only], financial account numbers [use the last four digits only], and home addresses [use only the City and State]). Parties may redact the five categories of "sensitive information" and the six categories of information requiring caution (i.e., personal identifying number, medical records (including information regarding treatment and diagnosis), employment history, individual financial information, proprietary or trade secret information, and information regarding an individual's cooperation with the government), as described in the Privacy Policy, without Court approval.

Page 7 | Sealing and Redactions

Certain sensitive information categories may be redacted without Court approval

A. Sealing and Redactions Not Requiring Court Approval. The parties are referred to the EGovernment Act of 2002 and the Southern District’s ECF Privacy Policy categories of “sensitive information” in their submissions (i.e., social security numbers [use the last four digits only], names of minor children [use the initials only], dates of birth [use the year only], financial account numbers [use the last four digits only], and home addresses [use only the City and State]). Parties may redact the five categories of “sensitive information” and the six categories of information requiring caution (i.e., personal identifying number, medical records (including information regarding treatment and diagnosis), employment history, individual financial information, proprietary or trade secret information, and information regarding an individual’s cooperation with the government), as described in the Privacy Policy, without Court approval.

Page 7 | Sealing and Redactions Not Requiring Court Approval

Redactions and sealing must be narrowly tailored and consistent with public access presumption

To be approved, any redaction or sealing of a court filing must be narrowly tailored to serve whatever purpose justifies the redaction or sealing and must be otherwise consistent with the presumption in favor of public access to judicial documents. See Lugosch v. Pyramid Co. of Onondaga, 435 F.3d 110, 119-20 (2d Cir. 2006). In general, the parties’ consent or the fact that information is subject to a confidentiality agreement between litigants is not, by itself, a valid basis to overcome the presumption in favor of public access to judicial documents.

Page 8 | Sealing and Redactions Requiring Court Approval

Filing Bundling Requirements

Motion papers must be filed promptly after service.

Motion papers shall be filed promptly after service.

Page 3 | Motions

Motion papers must be filed promptly after service.

Motion papers shall be filed promptly after service.

Page 4 | Motions

Pre-Motion Conference Requirements

Letter-Motions. Letter-motions may be filed via ECF if they comply with the S.D.N.Y. Local Rules and the S.D.N.Y. “Electronic Case Filing Rules and Instructions” (the “ECF Rules”). All requests for adjournments, extensions, and pre- motion conferences (including pre-motion conferences with respect to discovery disputes) shall be filed as letter-motions.

Letter-Motions. Letter-motions may be filed via ECF if they comply with the S.D.N.Y. Local Rules and the S.D.N.Y. “Electronic Case Filing Rules and Instructions” (the “ECF Rules”). All requests for adjournments, extensions, and pre- motion conferences (including pre-motion conferences with respect to discovery disputes) shall be filed as letter-motions.

Page 2 | Communications with Chambers

Discovery disputes require good-faith meet-and-confer before filing letter-motion; responses due within 2 business days.

Any party wishing to raise a discovery dispute with the Court must first confer in good faith with the opposing party, in person or by telephone, in an effort to resolve the dispute. If this meet-and-confer process does not resolve the dispute, the party may file a letter-motion, explaining the nature of the dispute and requesting an informal conference. Such a letter must include a representation that the meet-and-confer process occurred by telephone or in person and was unsuccessful. If the opposing party wishes to respond to the letter, it must submit a responsive letter, within two business days of the initial letter.

Page 3 | Conferences

Non-moving party must notify Court within 10 days of motion to dismiss whether it will amend or rely on current pleading.

When a motion to dismiss is filed, the non-moving party must, within 10 days of receipt of the motion, notify the Court and its adversary in writing whether (i) it intends to file an amended pleading and when it will do so, or (ii) it will rely on the pleading being attacked.

Page 3 | Motions

Summary judgment motions must be submitted within 30 days of close of discovery unless Court orders otherwise.

Unless otherwise ordered by the Court, summary judgment motions shall be submitted within 30 days of the close of all discovery.

Page 4 | Motions

Summary judgment motions must be submitted within 30 days after discovery closes unless otherwise ordered.

Unless otherwise ordered by the Court, summary judgment motions shall be submitted within 30 days of the close of all discovery.

Page 4 | Motions

Pre-motion conference required for summary judgment motions filed before discovery closes.

Summary judgment motions made before the close of discovery are strongly discouraged, although the Court will consider them in exceptional circumstances. A pre-motion conference with the Court is required before making any such motion.

Page 5 | Statement of Material Facts Pursuant to Local Rule 56.1

Pre-motion conference required for summary judgment before discovery closes; 2-page letter and 3-day response allowed.

A pre-motion conference with the Court is required before making any such motion. To arrange a pre-motion conference, the moving party shall submit a letter of not more than two pages setting forth the basis for the anticipated motion and explaining why exceptional circumstances justify submitting it before discovery closes. The opposing party may respond with a letter of not more than two pages within three days after the pre-motion letter is filed.

Page 5 | Statement of Material Facts Pursuant to Local Rule 56.1

Response to pre-motion letter limited to 2 pages and due within 3 days.

The opposing party may respond with a letter of not more than two pages within three days after the pre-motion letter is filed.

Page 5 | Statement of Material Facts Pursuant to Local Rule 56.1

Counsel must meet in person for at least one hour to discuss settlement within 14 days after fact discovery closes.

All counsel must meet in person for at least one hour to discuss settlement within fourteen (14) days following the close of fact discovery.

Civil cases

Page 2 | Paragraph 11

Summary judgment practice not ordinarily allowed in non-jury cases without good cause.

Absent good cause, the Court will not ordinarily have summary judgment practice in a non-jury case.

Civil cases

Page 3 | Summary Judgment and Daubert motions

Declining to amend after fully briefed motion to dismiss may waive right to cure defects through amendment.

Non-moving parties are on notice that declining to amend their pleadings to timely respond to a fully briefed argument in the motion to dismiss may well constitute a waiver of their right to use the amendment process to cure any defects that have been made apparent by the briefing.

Page 3 | Motions

Sur-reply memoranda require prior court permission.

Sur-reply memoranda will not be accepted without prior permission of the Court.

Page 4 | Motions

Court will deny original motion to dismiss as moot without notice if moving party files answer or new motion.

If the moving party files an answer or a new motion to dismiss, the Court will deny the original motion to dismiss as moot without notice to the parties.

Page 3 | Motions

Oral argument may be requested by letter when filing motion papers.

Parties may request oral argument by letter at the time their moving, opposing, or reply papers are filed.

Page 3 | Motions

Parties with expedited discovery schedules (6 months or less) may request cancellation of the Initial Pretrial Conference via Joint Letter.

If counsel agree on a schedule that calls for the close of all discovery not more than six months from the date of the Notice of Initial Pretrial Conference, the parties may request in the above-referenced Joint Letter that the Initial Pretrial Conference be cancelled. The Court will ordinarily grant such a request.

Page 3 | Conferences

Pre-motion conferences are not required except for discovery disputes and early summary judgment motions.

Pre-motion conferences are not required, except for disputes concerning discovery, which are governed by Rule 2.C, and summary judgment motions made before the close of discovery, which are governed by Rule 3.G.vii.

Page 4 | Motions

Adjournment & Extension Requirements

Adjournment/extension requests must be filed as letter-motions on ECF

All requests for adjournments or extensions of time must be made in writing and filed on ECF as letter-motions, consistent with Paragraph 2.B above.

Criminal cases

Page 2 | Requests for Adjournments or Extensions of Time

Adjournment requests require 48 hours notice (72 hours for sentencing)

Absent an emergency, any request for extension or adjournment shall be made at least 48 hours prior to the deadline or scheduled appearance and any request for adjournment of sentencing shall be made at least 72 hours prior to the scheduled proceeding.

Criminal cases

Page 2 | Requests for Adjournments or Extensions of Time

Adjournment/extension requests must be filed as letter-motions with specific required elements.

All requests for adjournments or extensions of time must be made in writing and filed on ECF as letter-motions, consistent with Paragraph 2.B above. (If a request contains sensitive or confidential information, it may be submitted by email in lieu of being filed electronically.) Such requests must state: (i) the original date(s); (ii) the number of previous requests for adjournment or extension; (iii) whether these previous requests were granted or denied; (iv) whether the adversary consents and, if not, the reasons given by the adversary for refusing to consent; and (v) the date of the parties' next scheduled appearance before the Court.

Criminal cases

Page 2 | Communications with Chambers

Extension/adjournment requests require 48 hours notice (72 hours for sentencing) absent emergency.

Absent an emergency, any request for extension or adjournment shall be made at least 48 hours prior to the deadline or scheduled appearance and any request for adjournment of sentencing shall be made at least 72 hours prior to the scheduled proceeding.

Criminal cases

Page 2 | Communications with Chambers

Applications to extend deadlines must be in writing, made at least 2 business days before expiration, and require good cause; extensions after deadlines require exceptional circumstances.

Except for the dates contained in ¶ 8 above, this Order may not be modified or the dates herein extended, except by further Order of this Court for good cause shown. Any application to modify or extend the dates herein shall be made in a written application in accordance with Court's Individual Rules and shall be made no fewer than two (2) business days prior to the expiration of the date sought to be extended. Absent exceptional circumstances, extensions will not be granted after deadlines have already passed. Ongoing settlement discussions do not extend any date herein unless expressly ordered by the Court.

Civil cases

Page 4 | Order modification provisions

Applications to modify/extend dates must be made 2 business days before deadline.

Any application to modify or extend the dates herein shall be made in a written application in accordance with Court’s Individual Rules and shall be made no fewer than two (2) business days prior to the expiration of the date sought to be extended.

Civil cases

Page 4 | Case Management Order

Extensions not granted after deadlines unless exceptional circumstances exist.

Absent exceptional circumstances, extensions will not be granted after deadlines have already passed.

Civil cases

Page 4 | Case Management Order

Adjournment or extension requests must be made at least 48 hours before the deadline, except in extraordinary circumstances.

All requests for adjournment or extension of time must be made at least 48 hours prior to the scheduled deadline or appearance. Absent extraordinary circumstances, requests outside this period will be denied.

Page 2 | 1. Communications with Chambers - E. Requests for Adjournments or Extensions of Time

Requests for Adjournments or Extensions of Time. All requests for adjournments or extensions of time must be made in writing and filed on ECF as letter-motions, or submitted pursuant to Rule 1.C, if appropriate. Such requests must state: (i) the original date(s); (ii) the number of previous requests for adjournment or extension; (iii) whether these previous requests were granted or denied; and (iv) whether the adversary consents and, if not, the reasons given by the adversary for refusing to consent. If the parties are requesting adjournment of a conference, they must also provide three mutually agreeable alternate conference dates. If the parties are requesting adjournment of an initial pretrial conference or post-discovery conference, the proposed dates should be Friday afternoons.

Requests for Adjournments or Extensions of Time. All requests for adjournments or extensions of time must be made in writing and filed on ECF as letter-motions, or submitted pursuant to Rule 1.C, if appropriate. Such requests must state: (i) the original date(s); (ii) the number of previous requests for adjournment or extension; (iii) whether these previous requests were granted or denied; and (iv) whether the adversary consents and, if not, the reasons given by the adversary for refusing to consent. If the parties are requesting adjournment of a conference, they must also provide three mutually agreeable alternate conference dates. If the parties are requesting adjournment of an initial pretrial conference or post-discovery conference, the proposed dates should be Friday afternoons.

Page 2 | Communications with Chambers

Adjournment/extension requests must be made at least 48 hours in advance; extraordinary circumstances required for late requests.

All requests for adjournment or extension of time must be made at least 48 hours prior to the scheduled deadline or appearance. Absent extraordinary circumstances, requests outside this period will be denied. If the requested adjournment or extension affects any other scheduled dates, a proposed Revised Scheduling Order should be attached to the request.

Page 2 | Communications with Chambers

Opposition papers due 4 weeks after motion; reply papers due 2 weeks after opposition.

Unless otherwise ordered by the Court, papers filed in opposition to a motion must be served and filed within four weeks of the service of the motion papers, and reply papers, if any, must be served and filed within two weeks of receipt of opposition papers.

Page 2 | MOTIONS

Late extension requests are ordinarily denied

Requests for extensions will ordinarily be denied if made after the expiration of the original deadline.

Criminal cases

Page 2 | Requests for Adjournments or Extensions of Time

Counsel may extend the default deadlines by stipulation submitted to the Court no later than two business days before the brief is due.

Counsel may extend the default deadlines by stipulation submitted to the Court no later than two business days before the brief is due.

Page 10 | Other Pretrial Guidance - Bankruptcy Appeals

Chambers Communication Rules

A.U.S.A. must email courtesy copies of indictment and criminal complaint to chambers with specific subject line format.

As soon as practicable, the A.U.S.A. shall e-mail a courtesy copy of the indictment and the criminal complaint, if one exists, to ca02_AJNchambers@ca2.uscourts.gov, and the subject line of the e-mail shall state the caption of the case (including the docket number) and the contents of the e-mail.

Criminal cases

Page 1 | Communications with Chambers

Sealed or sensitive letters may be emailed as PDFs with specific subject line requirements.

Letters to be filed under seal or containing sensitive or confidential information may be emailed to the Court (ca02_AJNchambers@ca2.uscourts.gov) as .pdf attachments. Copies of any such letter should be simultaneously delivered to all counsel, unless otherwise necessary due to the sensitivity of the material contained therein. Any such email shall state clearly in the subject line (i) the full caption of the case, and (ii) a brief description of the contents of the letter.

Criminal cases

Page 1 | Communications with Chambers

All Communications by Letter. Except as otherwise provided below in Rule 1.B and 1.C, all communications with the Court shall be by letter filed on ECF. This rule also applies to questions regarding the Undersigned’s Individual Rules. Parties should not call the Chambers telephone line except as directed in Rule 1.B. Letters may not exceed three pages in length (exclusive of exhibits or attachments). Any letter longer than one page must be double spaced. Letters solely between parties or their counsel or otherwise not addressed to the Court may not be filed on ECF or otherwise sent to the Court (except as exhibits to an otherwise properly filed document). Unless otherwise noted, parties should not submit courtesy copies of letters filed on ECF.

All Communications by Letter. Except as otherwise provided below in Rule 1.B and 1.C, all communications with the Court shall be by letter filed on ECF. This rule also applies to questions regarding the Undersigned’s Individual Rules. Parties should not call the Chambers telephone line except as directed in Rule 1.B. Letters may not exceed three pages in length (exclusive of exhibits or attachments). Any letter longer than one page must be double spaced. Letters solely between parties or their counsel or otherwise not addressed to the Court may not be filed on ECF or otherwise sent to the Court (except as exhibits to an otherwise properly filed document). Unless otherwise noted, parties should not submit courtesy copies of letters filed on ECF.

Page 1 | Communications with Chambers

Sealing requests must be emailed as PDF attachments to Chambers; explain basis in the letter, not the email body.

Letters that include requests to be filed under seal shall be emailed to the Court (ca02_AJNchambers@ca2.uscourts.gov) as .pdf attachments. The letter shall explain the basis for seeking sealing. Parties should not make any requests in the body of the email.

Page 1 | 1. Communications with Chambers - C. Letter Requests to Seal Information

For urgent matters requiring immediate attention, email Chambers after filing via ECF.

If you believe you have an urgent matter that requires Judge Nathan's truly immediate attention, please notify Chambers by email at ca02_AJNchambers@ca2.uscourts.gov after you file the submission via ECF.

Page 1 | 1. Communications with Chambers - B. Urgent Communications

All attorneys must register as ECF filers, update contact info, and check docket regularly.

ECF. In accordance with the ECF Rules, all attorneys representing parties before Judge Nathan are required to register promptly as ECF filers and to enter an appearance in the case. The pertinent instructions are available on the Court website (https://nysd.uscourts.gov/rules/ecf-related-instructions). Counsel are responsible for updating their contact information on ECF, should it change, and for checking the docket sheet regularly, regardless of whether they receive an ECF notification of case activity. Pursuant to ECF Rule 4.3, counsel “have an obligation to review the Court’s actual order, decree, or judgment, as available on ECF, and should not rely on the description of such order, decree or judgment in the Notice of Electronic Filing

Page 2 | Communications with Chambers

Chambers email for TRO emergencies: ca02_AJNchambers@ca2.uscourts.gov

As soon as a party decides to seek a temporary restraining order, that party must file a letter on ECF (or by email if proceeding ex parte), or, in the case of a true emergency, email Chambers at ca02_AJNchambers@ca2.uscourts.gov

Page 6 | Applications for a Temporary Restraining Order

TRO applications require adversary conference unless ex parte; must file letter on ECF or email chambers in emergencies.

A party must confer with its adversary before making an application for a temporary restraining order unless proceeding ex parte is justified by Fed. R. Civ. P. 65(b)(1). As soon as a party decides to seek a temporary restraining order, that party must file a letter on ECF (or by email if proceeding ex parte), or, in the case of a true emergency, email Chambers at ca02_AJNchambers@ca2.uscourts.gov and state clearly whether (i) it has notified its adversary, and whether the adversary consents to temporary injunctive relief; or (ii) the requirements of Fed. R. Civ. P. 65(b) are satisfied and no notice is necessary.

Page 6 | Applications for a Temporary Restraining Order

Electronic devices form must be emailed to court at least 2 business days before trial.

If required by the Standing Order, counsel seeking to bring a device into the Courthouse shall submit a copy of the Electronic Devices General Purpose Form, available at https://nysd.uscourts.gov/node/766 , to the Court by email at least two business days prior to the relevant trial or hearing.

In addition to filing these documents on ECF, parties should also submit copies of these documents to the Court by email (ca02_AJNchambers@ca2.uscourts.gov), as Microsoft Word documents.

In addition to filing these documents on ECF, parties should also submit copies of these documents to the Court by email (ca02_AJNchambers@ca2.uscourts.gov), as Microsoft Word documents.

Deposition excerpts and synopses must be emailed to court and served, not filed on ECF.

At the time the Joint Pretrial Report is filed, each party shall email to the Court and serve on opposing counsel, but not electronically file, all deposition excerpts which will be offered as substantive evidence, as well as a one-page synopsis of those excerpts for each deposition. Each synopsis shall include page citations to the pertinent pages of the deposition transcripts.

All communications with the Court by a pro se party should be mailed to the Pro Se Intake Unit. No document or filing should be sent directly to Chambers.

All communications with the Court by a pro se party should be mailed to the Pro Se Intake Unit. No document or filing should be sent directly to Chambers.

Page 1 | COMMUNICATIONS

All papers to be filed with the Court by a pro se party, along with any courtesy copies of those papers, should be sent to the Pro Se Intake Unit, Room 200, United States Courthouse, 500 Pearl Street, New York, New York 10007.

All papers to be filed with the Court by a pro se party, along with any courtesy copies of those papers, should be sent to the Pro Se Intake Unit, Room 200, United States Courthouse, 500 Pearl Street, New York, New York 10007.

Page 1 | FILING OF PAPERS

All communications with the Court by a pro se party should be mailed to the Pro Se Intake Unit. No document or filing should be sent directly to Chambers.

All communications with the Court by a pro se party should be mailed to the Pro Se Intake Unit. No document or filing should be sent directly to Chambers.

Email body must not contain substantive communications

Parties shall not include substantive communications in the body of the email; such communications shall be included only in the body of the letter.

Criminal cases

Page 2 | Letters

if the hand-delivery is urgent and requires the Court’s immediate attention, proceed to the entrance of the 40 Foley Square Courthouse ask the Court Security Officers to notify Chambers that an urgent package has arrived that needs to be retrieved by Chambers staff immediately.

if the hand-delivery is urgent and requires the Court’s immediate attention, proceed to the entrance of the 40 Foley Square Courthouse ask the Court Security Officers to notify Chambers that an urgent package has arrived that needs to be retrieved by Chambers staff immediately.

Criminal cases

Page 2 | Hand Deliveries

Parties should not call the Chambers telephone line except as directed in Rule 1.B.

Parties should not call the Chambers telephone line except as directed in Rule 1.B.

Page 1 | 1. Communications with Chambers - A. All Communications by Letter

Urgent Communications. As a general matter, letter motions or requests filed via ECF are reviewed by the Court the day that they are filed. Other materials filed on ECF are reviewed the business day after they have been filed. If you believe you have an urgent matter that requires Judge Nathan’s truly immediate attention, please notify Chambers by email at ca02_AJNchambers@ca2.uscourts.gov after you file the submission via ECF. If you seek to provide information to the Court, or seek information from the Court, you must file a letter on ECF, unless sealing is sought pursuant to Rule 1.C.

Urgent Communications. As a general matter, letter motions or requests filed via ECF are reviewed by the Court the day that they are filed. Other materials filed on ECF are reviewed the business day after they have been filed. If you believe you have an urgent matter that requires Judge Nathan’s truly immediate attention, please notify Chambers by email at ca02_AJNchambers@ca2.uscourts.gov after you file the submission via ECF. If you seek to provide information to the Court, or seek information from the Court, you must file a letter on ECF, unless sealing is sought pursuant to Rule 1.C.

Page 1 | Communications with Chambers

Movant must send letter to alert court if motion not decided within 90 days of being fully briefed.

If a motion is not decided within 90 days of the time that it has become fully briefed, counsel for the movant shall send a letter to alert the Court.

Page 6 | Failure of the Court to Schedule Argument or Decide a Motion

counsel seeking to bring a device into the Courthouse shall submit a copy of the Electronic Devices General Purpose Form, available at https://nysd.uscourts.gov/node/766 , to the Court by email at least two business days prior to the relevant trial or hearing.

counsel seeking to bring a device into the Courthouse shall submit a copy of the Electronic Devices General Purpose Form, available at https://nysd.uscourts.gov/node/766 , to the Court by email at least two business days prior to the relevant trial or hearing.

Page 12 | Policy on the Use of Electronic Devices

Hand-delivered mail should be left with the Court Security Officers at the Worth Street entrance of the 500 Pearl Street Courthouse and may not be brought directly to Chambers. Hand deliveries are regularly retrieved from Court Security. However, if the hand-delivery is urgent and requires the Court's immediate attention, proceed to the entrance of the 40 Foley Square Courthouse ask the Court Security Officers to notify Chambers that an urgent package has arrived that needs to be retrieved by Chambers staff immediately.

Hand-delivered mail should be left with the Court Security Officers at the Worth Street entrance of the 500 Pearl Street Courthouse and may not be brought directly to Chambers. Hand deliveries are regularly retrieved from Court Security. However, if the hand-delivery is urgent and requires the Court's immediate attention, proceed to the entrance of the 40 Foley Square Courthouse ask the Court Security Officers to notify Chambers that an urgent package has arrived that needs to be retrieved by Chambers staff immediately.

Criminal cases

Page 2 | Communications with Chambers

Court reviews ECF letters within one business day; email for immediate attention

As a general matter, the Court will review letters filed via ECF within one business day. If a submission requires immediate attention, please notify chambers by email after you file via ECF.

Criminal cases

Page 2 | Urgent Communications

As a general matter, the Court will review letters filed via ECF within one business day. If a submission requires immediate attention, please notify chambers by email after you file via ECF.

As a general matter, the Court will review letters filed via ECF within one business day. If a submission requires immediate attention, please notify chambers by email after you file via ECF.

Criminal cases

Page 2 | Communications with Chambers

Sealed/sensitive letters may be emailed as PDF attachments

Letters to be filed under seal or containing sensitive or confidential information may be emailed to the Court (ca02_AJNchambers@ca2.uscourts.gov) as .pdf attachments.

Criminal cases

Page 2 | Letters

Email subject must include case caption and letter description

Any such email shall state clearly in the subject line (i) the full caption of the case, and (ii) a brief description of the contents of the letter.

Criminal cases

Page 2 | Letters

Hand-delivered mail should be left with the Court Security Officers at the Worth Street entrance of the 500 Pearl Street Courthouse and may not be brought directly to Chambers.

Hand-delivered mail should be left with the Court Security Officers at the Worth Street entrance of the 500 Pearl Street Courthouse and may not be brought directly to Chambers.

Criminal cases

Page 2 | Hand Deliveries

Hand Deliveries. Hand-delivered mail should be left with the Court Security Officers at the Worth Street entrance of the 500 Pearl Street Courthouse and may not be brought directly to Chambers. Hand deliveries are regularly retrieved from Court Security. However, if the hand-delivery is urgent and requires the Court’s immediate attention, proceed to the entrance of the 40 Foley Square Courthouse ask the Court Security Officers to notify Chambers that an urgent package has arrived that needs to be retrieved by Chambers staff immediately.

Hand Deliveries. Hand-delivered mail should be left with the Court Security Officers at the Worth Street entrance of the 500 Pearl Street Courthouse and may not be brought directly to Chambers. Hand deliveries are regularly retrieved from Court Security. However, if the hand-delivery is urgent and requires the Court’s immediate attention, proceed to the entrance of the 40 Foley Square Courthouse ask the Court Security Officers to notify Chambers that an urgent package has arrived that needs to be retrieved by Chambers staff immediately.

Page 2 | Communications with Chambers

Oral argument may be requested by letter when filing motion papers.

Parties may request oral argument by letter at the time their moving, opposing, or reply papers are filed.

Page 4 | Motions

Chambers email address for submitting trial documents in Microsoft Word format.

In addition to filing these documents on ECF, parties should also submit copies of these documents to the Court by email (ca02_AJNchambers@ca2.uscourts.gov), as Microsoft Word documents.

Page 12 | Requests to Charge and Proposed Voir Dires

Sealed letter requests must be emailed as PDF attachments with explanation; paper copies insufficient.

Letter Requests to Seal Information. Letters that include requests to be filed under seal shall be emailed to the Court (ca02_AJNchambers@ca2.uscourts.gov) as .pdf attachments. The letter shall explain the basis for seeking sealing. Parties should not make any requests in the body of the email. Refer to Rule 4 for further instruction regarding requests for redactions and filing under seal. Any time a party also submit a copy of the document to the Court’s email address. Paper copies alone are insufficient.

Page 1 | Communications with Chambers

Junior Lawyer Participation Incentives

Junior lawyers are encouraged to argue motions and question witnesses, with the Court permitting multiple attorneys to argue to create participation opportunities.

Junior members of legal teams representing clients are invited to argue motions they have helped prepare and to question witnesses with whom they have worked. Firms are encouraged to provide this opportunity to junior attorneys for training purposes. This Court is amenable to permitting a number of lawyers to argue for one party if this creates an opportunity for a junior lawyer to participate.

Page 13 | 8. Encouraged Participation of Junior Members of Legal Teams

Junior attorneys are encouraged to argue motions and question witnesses they have helped prepare, with the Court amenable to multiple lawyers arguing for one party.

Junior members of legal teams representing clients are invited to argue motions they have helped prepare and to question witnesses with whom they have worked. Firms are encouraged to provide this opportunity to junior attorneys for training purposes. This Court is amenable to permitting a number of lawyers to argue for one party if this creates an opportunity for a junior lawyer to participate. The ultimate decision of who speaks on behalf of the client is for the lawyer in charge of the case, not for the Court.

About United States District Judge Alison J. Nathan

Circuit Judge Alison J. Nathan sits in the Southern District of New York by designation from the U.S. Court of Appeals for the Second Circuit.

Judge Nathan was appointed to the SDNY as a district judge by President Barack Obama and subsequently elevated to the Second Circuit. Before joining the federal bench she served in the White House Counsel's Office and clerked for Justice John Paul Stevens on the U.S. Supreme Court and for Judge Guido Calabresi on the Second Circuit.

Courthouse: Thurgood Marshall United States Courthouse, 40 Foley Square, New York, NY 10007

Chambers Staff

  • Scheduling/Contact: Chambers contact via court website
Common questions about Judge Alison J. Nathan's rules

Are courtesy copies required for Judge Alison J. Nathan?

Courtesy-copy rule applies for proposed voir dires, jury instructions, and verdict forms. Details: delivery two weeks before trial, by email. Voir dire, jury instructions, and verdict forms must be ECF filed 2 weeks before trial and emailed to chambers.

View ruleSource: page 3, section Trials

Does Judge Alison J. Nathan require a pre-motion conference or letter before filing a motion?

Non-moving party must notify Court within 10 days of motion to dismiss whether it will amend or rely on current pleading.

View ruleSource: page 3, section Motions

What page or word limits apply to letter before Judge Alison J. Nathan?

Judge Alison J. Nathan's rule states these limits: 3 pages. Excludes exhibits and attachments. Letters may not exceed three pages without prior approval.

View ruleSource: page 2, section Communications with Chambers

What page or word limits apply before Judge Alison J. Nathan?

Judge Alison J. Nathan's rule states these limits: attorney: 3 pages. Excludes exhibits and attachments. Letters limited to 3 pages (excluding exhibits/attachments)

View ruleSource: page 2, section Letters

What formatting rules apply to filings before Judge Alison J. Nathan?

Judge Alison J. Nathan's formatting rule includes double spacing. Letters to court must be filed on ECF and double-spaced if over one page

View ruleSource: page 2, section Letters

What must be included with adjournment request filings before Judge Alison J. Nathan?

The rule requires proposed order. Speedy Trial Act exclusions require proposed order in Word format

View ruleSource: page 2, section Requests for Adjournments or Extensions of Time

What must be included with conflict disclosure filings before Judge Alison J. Nathan?

Benefactor payments requiring conflict disclosure must be reported at initial conference

View ruleSource: page 3, section Defense Counsel

How may parties contact Judge Alison J. Nathan's chambers?

The rule lists email ca02_AJNchambers@ca2.uscourts.gov. A.U.S.A. must email courtesy copies of indictment and criminal complaint to chambers with specific subject line format.

View ruleSource: page 1, section Communications with Chambers

How does Judge Alison J. Nathan handle sealed or redacted filings?

The rule does not state that a motion to seal is required for the covered filing process. Process: file redacted on ecf. Parties may redact 11 categories of sensitive information without court application; only redacted pages filed under seal; marked copy must be brought to sentencing.

View ruleSource: page 4, section Sentencing

How do I request an adjournment or extension before Judge Alison J. Nathan?

Requests should be made at least 48 hours in advance when this rule applies before Judge Alison J. Nathan. Adjournment requests require 48 hours notice (72 hours for sentencing)

View ruleSource: page 2, section Requests for Adjournments or Extensions of Time

Does Judge Alison J. Nathan require motion papers to be bundled?

No. The rule prohibits holding covered papers for bundling. Motion papers must be filed promptly after service.

View ruleSource: page 3, section Motions

Does Judge Alison J. Nathan encourage junior lawyer participation?

Yes. Judge Alison J. Nathan's rules include a junior lawyer participation incentive. Junior lawyers are encouraged to argue motions and question witnesses, with the Court permitting multiple attorneys to argue to create participation opportunities.

View ruleSource: page 13, section 8. Encouraged Participation of Junior Members of Legal Teams
Complete rules summary for Judge Alison J. Nathan

Parties may redact 11 categories of sensitive information without court application; only redacted pages filed under seal; marked copy must be brought to sentencing.

Hand-delivered mail should be left with the Court Security Officers at the Worth Street entrance of the 500 Pearl Street Courthouse and may not be brought directly to Chambers.

Letters between parties cannot be filed on ECF

Adjournment requests require 48 hours notice (72 hours for sentencing)

Speedy Trial Act exclusions require proposed order in Word format

Letters to court must be filed on ECF and double-spaced if over one page

Sealed/sensitive letters may be emailed as PDF attachments

Copies of any such letter should be simultaneously delivered to all counsel, unless otherwise necessary due to the sensitivity of the material contained therein.

Email subject must include case caption and letter description

Email body must not contain substantive communications

Benefactor payments requiring conflict disclosure must be reported at initial conference

if the hand-delivery is urgent and requires the Court’s immediate attention, proceed to the entrance of the 40 Foley Square Courthouse ask the Court Security Officers to notify Chambers that an urgent package has arrived that needs to be retrieved by Chambers staff immediately.

Parties should not submit courtesy copies of letters filed on ECF.

Discovery motions must include Rule 16.1 affidavit.

Bail modification requests must indicate Government and Pre-Trial Services Officer consent.

All sentencing submission documents must be filed on ECF unless sealed or redacted.

Sentencing submissions must be double spaced.

Voir dire, jury instructions, and verdict forms must be ECF filed 2 weeks before trial and emailed to chambers.

Plea agreements and Pimentel letters must be emailed to chambers at least 2 business days before plea.

Letters should be grouped and filed together as attachments to a single document marked SENTENCING MEMORANDUM with the caption and docket number clearly indicated.

Defendant files letters from friends/relatives; Government files victim letters.

A.U.S.A. must email courtesy copies of indictment and criminal complaint to chambers with specific subject line format.

Adjournment/extension requests must be filed as letter-motions with specific required elements.

Letters may not exceed three pages without prior approval.

Extension/adjournment requests require 48 hours notice (72 hours for sentencing) absent emergency.

As a general matter, the Court will review letters filed via ECF within one business day. If a submission requires immediate attention, please notify chambers by email after you file via ECF.

Discovery motions must include a Rule 16.1 affidavit.

Bail modification requests must indicate Government and Pre-Trial Services Officer consent status.

Sealed or sensitive letters may be emailed as PDFs with specific subject line requirements.

Sentencing submissions must be double spaced.

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