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Court Rules
Judge

Judge Andrew L Carter Jr

Individual Rules, Standing Orders & Policies

Rules last changed:
Southern District of New York

Limits & Logistics

Document Limits

Brief
25 pgs
Motion
25 pgs

Courtesy Copies

Certificate

Certificate of Default

  • 1 copy • Upon Filing

Courtesy copies

  • 1 copy
  • 2 copies • Hand Delivery

Indictment, Criminal Complaint

  • 1 copy • As Soon as Practicable

Adjournments

2Business Daysnotice
  • Adjournment and extension requests must be submitted at least two business days before the scheduled appearance.
  • Counsel may extend these dates by stipulation submitted to the Court no later than 2 business days before the brief is due.
  • Adjournment/extension requests must be made by ECF letter at least 2 business days before appearance.
  • Adjournment requests must include original date, previous request history, and adversary consent status.
  • Adjournment/extension applications must include specified history and adversary-position details, with noncompliance denied absent good cause.

Request must include

Original DateNumber of Previous RequestsPrevious Requests Granted or DeniedAdversary Position

Communication

Email

Chambers

alcarternysdchambers@nysd.uscourts.gov
Technical IssuesScheduling
Email

Clerk

judgments@nysd.uscourts.gov
Email
Technical Issues
Filters:

Page & Word Limits2 rules

Page LimitsMandatory

A memorandum of law, in support of or in opposition to any motion, is limited to 25 pages and reply briefs should be no longer than 10 pages.

Brief
Up to 25 pages
Reply brief
Up to 10 pages
Applies to
  • Reply
Page LimitsMandatory

Motion memoranda limited to 25 pages, replies to 10 pages, 12pt font, 1" margins

Format
12-point; 1-inch margins
Applies to
  • Motion
  • Brief
  • Opposition
  • Reply

Court's wording

A memorandum of law, in support of or in opposition to any motion, is limited to 25 pages and reply briefs should be no longer than 10 pages. All memoranda of law should be in 12-point font or larger, with 1" margins on all sides.

Document Format Requirements5 rules

FormattingMandatory

ECF-filed courtesy copies submitted to Chambers must bear specific required markings.

Court's wording

Any courtesy copy submitted to Chambers that was originally filed on ECF must be clearly marked “Courtesy Copy,” “Original Filed by ECF,” and “Assigned Document Number [print or type assigned document number].”

FormattingMandatory

ECF-filed courtesy copies must be marked with specific labels and document number.

Applies to
  • Chambers copy

Formatting

  • Mark as 'Courtesy Copy'
  • Mark as 'Original Filed by ECF'
  • Include assigned document number

Court's wording

Any courtesy copy submitted to Chambers that was originally filed on ECF must be clearly marked “Courtesy Copy,” “Original Filed by ECF,” and “Assigned Document Number [print or type assigned document number].”

FormattingMandatory

All memoranda of law should be in 12-point font or larger, with 1" margins on all sides.

Font size
At least 12 points
Margins
1 inch
Applies to
  • Brief

Formatting

  • Font size may be larger than 12-point
FormattingImportant

Generally, letters should be filed electronically on ECF and courtesy copies should be emailed to Chambers at ALCarterNYSDChambers@nysd.uscourts.gov as a .pdf attachment, with all counsel copied on the email.

File type
PDF
Applies to
  • Chambers copy
FormattingImportant

the proposed voir dire questions, requests to charge and verdict form should be emailed as single MS Word documents

File type
Word
Applies to
  • Proposed voir dire questions
  • Requests to charge
  • Verdict form

Formatting

  • Single MS Word documents
ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 6
|SectionB. Filings Prior to Trial in Civil Cases

Document Filing Requirements92 rules

Filing RequirementsMandatory

All letters must provide the name of the case and its docket number, and must state the name of the party that counsel represents.

Document
Letter

Must include

  • Case number
Filing RequirementsMandatory

In related cases, future papers and correspondence must list both the new case docket number and related-case docket number.

Document
Court paper

Must include

  • Case number

Court's wording

After an action has been accepted as related to a prior filing, all future court papers and correspondence must contain the docket number of the new filing, as well as the docket number of the case to which it is related.

Filing RequirementsMandatory

The 56.1 Statement must contain only one factual assertion in each numbered paragraph.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 3
|SectionE. Special Rules for a Summary Judgment Motion
Filing RequirementsMandatory

Each factual assertion must be followed by a citation to the portion(s) of the evidentiary record relied upon.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 3
|SectionE. Special Rules for a Summary Judgment Motion
Filing RequirementsMandatory

In cases involving pro se litigants, the party represented by counsel is responsible for filing the entire motion on ECF.

Filing RequirementsMandatory

If multiple parties are submitting 56.1 Statements, they must coordinate their statements to provide for consecutive, non-overlapping, numbered paragraphs in their respective statements.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 4
|SectionE. Special Rules for a Summary Judgment Motion
Filing RequirementsMandatory

If additional factual allegations are made by the opponent, the moving party must file a responsive 56.1 Statement addressing the additional assertions.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 4
|SectionE. Special Rules for a Summary Judgment Motion
Filing RequirementsMandatory

The response must state specifically what is admitted and what is disputed, and the basis for any dispute, citing specific portions of the evidentiary record relied upon.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 4
|SectionE. Special Rules for a Summary Judgment Motion
Filing RequirementsMandatory

A brief statement by plaintiff as to the basis of subject matter jurisdiction, and a brief statement by each other party as to the presence or absence of subject matter jurisdiction. Such statements should include citations to all statutes relied on and relevant facts as to citizenship and jurisdictional amount.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 5
|SectionA. Joint Pretrial Orders in Civil Cases
Filing RequirementsMandatory

A statement by each party as to whether the case is to be tried with or without a jury, and the number of trial days needed.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 5
|SectionA. Joint Pretrial Orders in Civil Cases
Filing RequirementsMandatory

A designation by each party of deposition testimony to be offered in its case in chief, with any cross-designations and objections by any other party.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 5
|SectionA. Joint Pretrial Orders in Civil Cases
Filing RequirementsMandatory

In nonjury cases, proposed findings of fact and conclusions of law. Proposed findings of fact should be detailed, and proposed conclusions of law should include a statement of the elements of each claim or defense

Filing RequirementsMandatory

A list of the witnesses each party expects to call on its case in chief, including a very brief description of the witness’s role and/or the subject matter of his or her anticipated testimony, and a statement as to whether any other party objects to the witness.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 5
|SectionA. Joint Pretrial Orders in Civil Cases
Filing RequirementsMandatory

The full caption of the action.

Placement
Caption
ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 5
|SectionA. Joint Pretrial Orders in Civil Cases
Filing RequirementsMandatory

Any stipulations or agreed statements of fact or law.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 5
|SectionA. Joint Pretrial Orders in Civil Cases
Filing RequirementsMandatory

A brief summary by each party of the claims and defenses that party has asserted that remain to be tried, without recital of evidentiary matter but including citations to all statutes relied on. The parties should also identify all claims and defenses previously asserted that are not to be tried.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 5
|SectionA. Joint Pretrial Orders in Civil Cases
Filing RequirementsMandatory

In jury cases, proposed voir dire questions, requests to charge and verdict form. The plaintiff's proposed voir dire questions should include an agreed-upon paragraph (designated as such) for the Court to use in voir dire to provide the jury panel with a brief explanation of the case

Filing RequirementsMandatory

Unless otherwise ordered by the Court, each party should file on ECF (pro se litigants should file via regular mail) the following documents 21 days before the date of commencement of trial

Filing RequirementsMandatory

In all cases, motions addressing any evidentiary or other issues that should be resolved in limine

Filing RequirementsMandatory

A statement as to whether all parties have consented to trial of the case by a magistrate judge (without identifying which parties have or have not so consented).

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 5
|SectionA. Joint Pretrial Orders in Civil Cases
Filing RequirementsMandatory

Each proposed jury instruction must contain a citation to the source/authority for the proposed instruction

Filing RequirementsMandatory

The names, addresses (including firm names), email addresses, and telephone and fax numbers of trial counsel.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 5
|SectionA. Joint Pretrial Orders in Civil Cases
Filing RequirementsMandatory

Unless otherwise ordered by the Court, within 30 days after the date for completion of discovery in a civil case, or, if a dispositive motion has been filed, within 30 days of its decision, the parties should file on ECF a joint pretrial order,

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 5
|SectionA. Joint Pretrial Orders in Civil Cases
Filing RequirementsMandatory

Unless otherwise ordered by the Court, within 30 days after the date for completion of discovery in a civil case, or, if a dispositive motion has been filed, within 30 days of its decision, the parties should file on ECF a joint pretrial order

Filing RequirementsMandatory

A list by each party of exhibits to be offered in its case in chief, with an indication of whether any party objects to the exhibit and a brief statement of the nature of the objection (e.g., “relevance,” “authenticity,” “hearsay”).

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 5
|SectionA. Joint Pretrial Orders in Civil Cases
Filing RequirementsMandatory

Opposition to any legal argument made in a pretrial memorandum

Filing RequirementsMandatory

The plaintiff’s proposed voir dire questions should include an agreed-upon paragraph (designated as such) for the Court to use in voir dire to provide the jury panel with a brief explanation of the case. If the parties cannot agree on such a paragraph after good-faith efforts, their respective proposed paragraphs (designated as such) should be set forth in their respective voir dire submissions.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 6
|SectionB. Filings Prior to Trial in Civil Cases
Filing RequirementsMandatory

Proposed findings of fact should be detailed, and proposed conclusions of law should include a statement of the elements of each claim or defense.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 6
|SectionB. Filings Prior to Trial in Civil Cases
Filing RequirementsMandatory

Opposition to any motion in limine.

Filing RequirementsMandatory

In nonjury cases, proposed findings of fact and conclusions of law.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 6
|SectionB. Filings Prior to Trial in Civil Cases
Filing RequirementsMandatory

A statement as to whether the parties consent to a less than unanimous verdict.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 6
|SectionA. Joint Pretrial Orders in Civil Cases
Filing RequirementsMandatory

Unless otherwise ordered by the Court, each party should file on ECF (pro se litigants should file via regular mail) the following documents 21 days before the date of commencement of trial:

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 6
|SectionB. Filings Prior to Trial in Civil Cases
Filing RequirementsMandatory

Objections to the other party’s proposed voir dire questions or requests to charge.

Filing RequirementsMandatory

damages sought with respect to each claim, including the manner and method used to calculate the claimed damages.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 6
|SectionA. Joint Pretrial Orders in Civil Cases
Filing RequirementsMandatory

At the time the joint pretrial order is filed, each party should serve, but not file, the following

Filing RequirementsMandatory

Each proposed jury instruction must contain a citation to the source/authority for the proposed instruction.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 6
|SectionB. Filings Prior to Trial in Civil Cases
Filing RequirementsMandatory

Unless otherwise ordered by the Court, any represented party should file on ECF the following documents within 1 week of the filing of any document described in Section 4.B. above (pro se litigants may file via regular mail):

Filing RequirementsMandatory

Objections to the other party's proposed voir dire questions or requests to charge

Filing RequirementsMandatory

In jury cases, proposed voir dire questions, requests to charge and verdict form.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 6
|SectionB. Filings Prior to Trial in Civil Cases
Filing RequirementsMandatory

Unless otherwise ordered by the Court, any represented party should file on ECF the following documents within 1 week of the filing of any document described in Section 4.B. above

Filing RequirementsMandatory

Opposition to any motion in limine

Filing RequirementsMandatory

In all cases, motions addressing any evidentiary or other issues that should be resolved in limine; and

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 6
|SectionB. Filings Prior to Trial in Civil Cases
Filing RequirementsMandatory

Opposition to any legal argument made in a pretrial memorandum.

Filing RequirementsMandatory

The motion must be filed in public view, must explain the particular reasons for seeking to file that information under seal and should not include confidential information sought to be filed under seal.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 8
|SectionOther Pretrial Matters - Electronic Filing Under Seal in Civil and Miscellaneous Cases
Filing RequirementsMandatory

Attorneys need prior Court Order authorization to bring non-personal electronic equipment into the courthouse.

Court's wording

In order for an attorney to bring into the Courthouse any computer, printer, or other electronic equipment not qualifying as a “personal electronic device,” specific authorization is required by prior Court Order.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 9
|SectionComputers, Printers, or Other Electronic Equipment
Filing RequirementsMandatory

The Order must be shown upon bringing the equipment into the Courthouse.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 9
|SectionComputers, Printers, or Other Electronic Equipment
Filing RequirementsMandatory

Service on the defaulting parties must be made by certified mail and the plaintiff should submit the tracking number to the Court.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 10
|SectionPROCEDURES FOR DEFAULT JUDGMENTS
Filing RequirementsMandatory

To file for a certificate of default, parties must submit to the Clerk of the Court a “request for entry of default” and a proposed “clerk’s certificate.”

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 10
|SectionPROCEDURES FOR DEFAULT JUDGMENTS
Filing RequirementsMandatory

This signed certificate is to be attached to the default judgment when the default judgment is electronically filed.

ALC Carter 11 2025 INDIVIDUAL PRACTICES · Nov 2025 · p. 10
|SectionPROCEDURES FOR DEFAULT JUDGMENTS
Filing RequirementsMandatory

A certificate of service complying with Local Civil Rule 55.2(c). Service on the defaulting parties must be made by certified mail and the plaintiff should submit the tracking number to the Court.

Document
Motion for default judgment

Must include

  • Certificate of service
Filing RequirementsMandatory

The calculations made in arriving at the proposed judgment amount.

Filing RequirementsMandatory

A default judgment submission must include definitive information and documentation sufficient to calculate the proposed judgment amount.

Court's wording

Definitive information and documentation such that the amount provided for in the proposed judgment can be calculated. (If this requirement cannot be satisfied, a default judgment may be granted as to liability, and damages will be determined by an inquest);

Filing RequirementsMandatory

A request for an amount equal to or less than the principal amount demanded in the complaint;

Filing RequirementsMandatory

An affidavit representing that no part of the judgment sought has been paid, other than as indicated in the motion;

Filing RequirementsMandatory

A party should group and file the letters together as attachments to a single document marked SENTENCING MEMORANDUM with the caption and docket number clearly indicated.

Document
Sentencing memorandum

Should include

  • Caption
  • Case number
Filing RequirementsMandatory

The application should clearly identify the redaction

Filing RequirementsMandatory

A party should group all letters together in a single paper filing under a cover marked SENTENCING MEMORANDUM with the caption and docket number clearly indicated and submit it to the Clerk’s Office.

Document
Sentencing memorandum

Should include

  • Caption
  • Case number
Filing RequirementsMandatory

Personal injury cases require medical authorizations to defendant before initial pretrial conference

Document
Pretrial conference

Include

  • Medical authorizations

Court's wording

In any case involving allegations of personal injury – whether physical, psychological, emotional or otherwise – the plaintiff is to provide to the defendant, prior to the initial pretrial conference, all necessary medical authorizations.

Filing RequirementsMandatory

The attorney who will serve as principal trial counsel must appear at all conferences with the Court.

Must include

  • Principal trial counsel
Filing RequirementsMandatory

Except in pro se cases, the moving party should provide all other parties with an electronic copy of the moving party's Statement of Material Facts Pursuant to Local Civil Rule 56.1. The 56.1 Statement must contain only one factual assertion in each numbered paragraph. Each factual assertion must be followed by a citation to the portion(s) of the evidentiary record relied upon.

Document
Summary judgment motion

Must include

  • Statement of facts
Filing RequirementsMandatory

56.1 Response must admit/dispute facts with citations and may add numbered paragraphs

Document
Summary judgment opposition

Must include

  • 56.1 Statement

Court's wording

opposing party’s response directly beneath it. The response must state specifically what is admitted and what is disputed, and the basis for any dispute, citing specific portions of the evidentiary record relied upon. The response may go on to make additional factual allegations in paragraphs numbered consecutively to those of the moving party (i.e., do not begin re-numbering at 1). If additional factual allegations are made by the opponent, the moving party must file a responsive 56.1 Statement addressing the additional assertions.

Filing RequirementsImportant

Counsel should include the case caption, docket number, and a brief description in the subject line of every email sent to Chambers.

Should include

  • Case number
Filing RequirementsImportant

The email should include the name and docket number of the case as well as the nature and size of the materials to be submitted electronically.

Should include

  • Case number

Filing & Service rules

Courtesy Copy Requirements

Generally, letters should be filed electronically on ECF and courtesy copies should be emailed to Chambers at ALCarterNYSDChambers@nysd.uscourts.gov as a .pdf attachment, with all counsel copied on the email.

Generally, letters should be filed electronically on ECF and courtesy copies should be emailed to Chambers at ALCarterNYSDChambers@nysd.uscourts.gov as a .pdf attachment, with all counsel copied on the email.

Page 1 | Communications with Chambers

Courtesy copies of letters filed under seal or containing sensitive or confidential information should also be emailed to Chambers in the format listed above.

Courtesy copies of letters filed under seal or containing sensitive or confidential information should also be emailed to Chambers in the format listed above.

Page 1 | Communications with Chambers

Counsel should deliver one courtesy copy of the respective motion papers to Chambers after service.

Counsel should deliver one courtesy copy of the respective motion papers to Chambers after service.

Page 3 | C. Filing of Motion Papers

Certificate of default requires ECF filing plus courtesy copy to Orders and Judgments Clerk

To file for a certificate of default, parties must submit to the Clerk of the Court a “request for entry of default” and a proposed “clerk’s certificate.” Parties must submit this electronically through the ECF system but must also send a courtesy copy of the certificate only, by hand or mail (along with a self addressed stamped envelope) to the Orders and Judgments Clerk for signature and seal. This signed certificate is to be attached to the default judgment when the default judgment is electronically filed.

Page 10 | Certificate of Default

In addition to ECF filing, parties must send a courtesy copy of the certificate (certificate only) to the Orders and Judgments Clerk by hand or mail with a self-addressed stamped envelope.

Parties must submit this electronically through the ECF system but must also send a courtesy copy of the certificate only, by hand or mail (along with a self addressed stamped envelope) to the Orders and Judgments Clerk for signature and seal.

Page 10 | PROCEDURES FOR DEFAULT JUDGMENTS

Plaintiffs must submit one courtesy copy to Chambers.

The plaintiff(s) must submit one courtesy copy to Chambers.

Page 11 | Motions

Plaintiff must submit one courtesy copy to Chambers.

The plaintiff(s) must submit one courtesy copy to Chambers.

Page 11 | Default Judgment Requirements

The parties should provide the Court with one courtesy copy of each submission when it is served.

The parties should provide the Court with one courtesy copy of each submission when it is served.

Page 12 | PROCEDURE FOR SENTENCINGS

One courtesy copy of the joint pretrial order and all documents filed with the pretrial order should be submitted to chambers on the date of filing.

One courtesy copy of the joint pretrial order and all documents filed with the pretrial order should be submitted to chambers on the date of filing.

Two courtesy copies should be hand delivered to chambers on that date as well.

Two courtesy copies should be hand delivered to chambers on that date as well.

Counsel should deliver one courtesy copy of the respective motion papers to Chambers after service.

Counsel should deliver one courtesy copy of the respective motion papers to Chambers after service.

The Assistant United States Attorney should deliver a courtesy copy of the indictment and the criminal complaint, if one exists, to Chambers as soon as practicable.

The Assistant United States Attorney should deliver a courtesy copy of the indictment and the criminal complaint, if one exists, to Chambers as soon as practicable.

Page 4 | 3. Conferences - C. Criminal Cases

Two courtesy copies should be hand delivered to chambers on that date as well.

Two courtesy copies should be hand delivered to chambers on that date as well.

Page 7 | Pretrial Procedures

One courtesy copy of the joint pretrial order and all documents filed with the pretrial order should be submitted to chambers on the date of filing.

One courtesy copy of the joint pretrial order and all documents filed with the pretrial order should be submitted to chambers on the date of filing.

Page 7 | Pretrial Procedures

Each party should provide one courtesy copy of each sentencing submission when served.

The parties should provide the Court with one courtesy copy of each submission when it is served.

Page 12 | PROCEDURE FOR SENTENCINGS

Sealing & Redaction Procedures

The proposed sealed document must be filed under seal at the same time as the motion and linked to that motion in ECF.

The proposed sealed document must be contemporaneously filed under seal in the ECF system and electronically related to the motion.

Page 8 | Other Pretrial Matters - Electronic Filing Under Seal in Civil and Miscellaneous Cases

A party that cannot file under seal electronically, or believes a document should not be e-filed, must move for leave to file on paper.

Any party unable to comply with the requirement for electronic filing under seal through the ECF system, or who has reason to believe that a particular document should not be electronically filed, must move for leave of the Court to file in the traditional manner, on paper.

Page 8 | Other Pretrial Matters - Electronic Filing Under Seal in Civil and Miscellaneous Cases

Motions for sealing/redaction and related subject documents must be electronically filed in ECF under the referenced standing order and ECF instructions.

Motions or Letter Motions for approval of sealed or redacted filings in civil and miscellaneous cases and the subject documents, including the proposed sealed document(s), must be filed electronically through the court’s ECF system in conformity with the court’s standing order, 19-mc-00583, and ECF Rules & Instructions, Section 6.

Page 8 | Other Pretrial Matters - Electronic Filing Under Seal in Civil and Miscellaneous Cases

Court leave is required before any document may be filed under seal.

Parties must obtain leave of this Court before filing any document under seal.

Page 8 | Other Pretrial Matters - Requests for Sealing

If sealing leave is granted, parties must file redacted copies with the Clerk.

If leave is granted, parties must file redacted copies with the Clerk of the Court.

Page 8 | Other Pretrial Matters - Requests for Sealing

For redaction requests, the filer must publicly file a redacted version and file an unredacted highlighted version under seal in ECF.

Where the motion seeks approval to redact information from a document that is to be publicly filed, the filing party shall: (a) publicly file the document with the proposed redactions, and (b) electronically file under seal a copy of the unredacted document with the proposed redactions highlighted.

Page 8 | Other Pretrial Matters - Electronic Filing Under Seal in Civil and Miscellaneous Cases

Supporting papers must be filed separately in ECF and may be sealed or redacted only as necessary to protect the sensitive information.

Supporting papers must be separately filed electronically and may be filed under seal or redacted only to the extent necessary to safeguard information sought to be filed under seal.

Page 8 | Other Pretrial Matters - Electronic Filing Under Seal in Civil and Miscellaneous Cases

Sensitive information covered by Rule 5.2 must be redacted from public filings without prior court permission.

Procedure 5.2 describes sensitive information that must be redacted from public court filings without seeking prior permission from the Court.

Page 8 | Other Pretrial Matters - Electronic Filing Under Seal in Civil and Miscellaneous Cases

Redactions beyond the listed eleven categories require an application served and filed with the sentencing submission.

If a party redacts information beyond the eleven categories of information identified in the Privacy Policy, an application to do so must be served and filed at the time the sentencing submission is served.

Page 12 | PROCEDURE FOR SENTENCINGS

When redactions are made, only the pages containing redacted material are filed under seal.

If any material is redacted from the publicly filed document, only those pages containing the redacted material will be filed under seal.

Page 12 | PROCEDURE FOR SENTENCINGS

Obtain court leave before filing any document under seal; file redacted copies if granted.

Parties must obtain leave of this Court before filing any document under seal. Any sealing request should include a party’s proposed redactions. If leave is granted, parties must file redacted copies with the Clerk of the Court.

Parties may redact specified sensitive and cautionary categories without applying to the Court.

Parties may redact the five categories of “sensitive information” and the six categories of information requiring caution (i.e., personal identifying numbers; medical records, treatment and diagnosis; employment history; individual financial information; proprietary or trade secret information; and information regarding an individual’s cooperation with the government) as described in the Privacy Policy, without application to the Court.

Page 12 | PROCEDURE FOR SENTENCINGS

Proposed protective orders should include a provision reflecting this requirement.

Proposed protective orders should include a provision reflecting this requirement.

Filing Bundling Requirements

One week before the start of the trial, each party should file, with an accompanying table of contents or index, all documents referenced in Section 4.D. of these Rules.

One week before the start of the trial, each party should file, with an accompanying table of contents or index, all documents referenced in Section 4.D. of these Rules.

Page 7 | Pretrial Procedures

A party should group all letters together in a single paper filing under a cover marked SENTENCING MEMORANDUM with the caption and docket number clearly indicated and submit it to the Clerk’s Office.

A party should group all letters together in a single paper filing under a cover marked SENTENCING MEMORANDUM with the caption and docket number clearly indicated and submit it to the Clerk’s Office.

Page 12 | PROCEDURE FOR SENTENCINGS

A party should group and file the letters together as attachments to a single document marked SENTENCING MEMORANDUM with the caption and docket number clearly indicated.

A party should group and file the letters together as attachments to a single document marked SENTENCING MEMORANDUM with the caption and docket number clearly indicated.

Page 12 | PROCEDURE FOR SENTENCINGS

Pre-Motion Conference Requirements

Pre-motion conference required for all motions except specific enumerated exceptions.

A pre-motion conference with the Court is required before making any motion, except: • orders to show cause; • motions for admission pro hac vice; • motions to remand; • motions for reargument or reconsideration (time to oppose (14 days); time to reply (7 days)); • motions for reduction of sentence; • in forma pauperis motions; • applications for attorney’s fees; • motions to be relieved as counsel; • motions for a new trial or amendment of judgments; • motions for default judgment;

Page 2 | Motions

Discovery motions require an informal conference request before filing.

For discovery motions, follow Local Civil Rule 37.2, requiring the moving party to request an informal conference with the Court before the filing of any such motion.

Page 2 | Motions

Discovery-motion practice requires strict compliance with the Rule 37(a)(1) meet-and-confer requirement.

Strict adherence to Fed. R. Civ. P. 37(a)(1), the “meet and confer” rule, is required.

Page 2 | Motions

For reargument or reconsideration motions, opposition is due in 14 days and reply is due in 7 days.

motions for reargument or reconsideration (time to oppose (14 days); time to reply (7 days));

Page 2 | Motions

Discovery motions require informal conference and strict meet-and-confer compliance.

For discovery motions, follow Local Civil Rule 37.2, requiring the moving party to request an informal conference with the Court before the filing of any such motion. Strict adherence to Fed. R. Civ. P. 37(a)(1), the “meet and confer” rule, is required.

Page 2 | Motions

A pre-motion conference is required for motions generally, with specific listed motion-type exceptions.

A pre-motion conference with the Court is required before making any motion, except: • orders to show cause; • motions for admission pro hac vice; • motions to remand; • motions for reargument or reconsideration (time to oppose (14 days); time to reply (7 days)); • motions for reduction of sentence; • in forma pauperis motions; • applications for attorney’s fees; • motions to be relieved as counsel; • motions for a new trial or amendment of judgments; • motions for default judgment;

Page 2 | Motions

To arrange a pre-motion conference, the moving party should submit a letter, not to exceed 3 pages (exclusive of letterhead and signature block(s)), setting forth the basis for the anticipated motion.

To arrange a pre-motion conference, the moving party should submit a letter, not to exceed 3 pages (exclusive of letterhead and signature block(s)), setting forth the basis for the anticipated motion.

Page 3 | Motions

The opposing party should submit a letter, also not to exceed 3 pages, setting forth its position within 3 business days from the service of the moving party’s letter.

The opposing party should submit a letter, also not to exceed 3 pages, setting forth its position within 3 business days from the service of the moving party’s letter.

Page 3 | Motions

Counsel must meet for at least one hour to discuss settlement 14 days before filing joint pretrial order

At least 14 days before the parties file their joint pretrial order, all counsel must meet for at least one hour to discuss settlement in good-faith

Page 5 | Pretrial Procedures

Counsel must hold at least a one-hour good-faith settlement meeting at least 14 days before filing the joint pretrial order.

At least 14 days before the parties file their joint pretrial order, all counsel must meet for at least one hour to discuss settlement in good-faith.

Page 6 | A. Joint Pretrial Orders in Civil Cases

Pre-motion letter required (max 3 pages) with 3 business day response deadline

To arrange a pre-motion conference, the moving party should submit a letter, not to exceed 3 pages (exclusive of letterhead and signature block(s)), setting forth the basis for the anticipated motion. The opposing party should submit a letter, also not to exceed 3 pages, setting forth its position within 3 business days from the service of the moving party's letter.

Requesting a pre-motion conference for a proposed motion to dismiss stays the requesting party’s deadline to move or answer.

If a pre-motion conference is requested in connection with a proposed motion to dismiss, the request will stay the deadline for the requesting party to move or answer.

Page 3 | Motions

Leave to amend unlikely if non-moving party doesn't amend and motion to dismiss is granted

If the non-moving party elects not to amend its complaint and the motion to dismiss is granted, it is unlikely that the Court will grant the non-moving party leave to amend.

Special rules for pre-motion conferences on motions to dismiss regarding amended pleadings

During a pre-motion conference to discuss a motion to dismiss, the non-moving party must advise the Court and its adversary whether it intends to file an amended pleading based on the pre-motion conference letter, and if so, when it will do so. If the party amends, the opposing party may then: (a) file an answer or (b) submit a letter stating that it still intends to file a motion to dismiss. No further requests for a pre-motion conference are necessary.

Sur-replies require prior permission from the Court

Sur-reply memoranda will not be accepted without prior permission of the Court.

Counsel are encouraged to request a settlement conference before the assigned magistrate judge.

Counsel are encouraged to request a settlement conference before the assigned magistrate judge.

Page 6 | A. Joint Pretrial Orders in Civil Cases

Parties may request oral argument; Court will advise if granted and schedule date

The parties may request oral argument; the Court will advise counsel if argument will be heard and, if so, of the argument date.

Adjournment & Extension Requirements

Adjournment/extension applications must include specified history and adversary-position details, with noncompliance denied absent good cause.

All such applications must state (1) the original date, (2) the number of previous requests, (3) whether those previous requests were granted or denied, and (4) whether the adversary consents, and, if not, the reasons given by the adversary for refusing to consent. Failure to comply with these requirements will result in a denial of the request, absent good cause shown.

Page 1 | Communications with Chambers

Adjournment/extension requests must be made by ECF letter at least 2 business days before appearance.

Applications for adjournments and extensions of time must be made by letter posted to ECF (not by telephone) and received in Chambers by email (or regular mail for pro se litigants) at least two business days before the scheduled appearance. See Rule 1A.

Page 1 | Communications with Chambers

Adjournment and extension requests must be submitted at least two business days before the scheduled appearance.

Applications for adjournments and extensions of time must be made by letter posted to ECF (not by telephone) and received in Chambers by email (or regular mail for pro se litigants) at least two business days before the scheduled appearance.

Page 1 | Communications with Chambers

Adjournment requests must include original date, previous request history, and adversary consent status.

All such applications must state (1) the original date, (2) the number of previous requests, (3) whether those previous requests were granted or denied, and (4) whether the adversary consents, and, if not, the reasons given by the adversary for refusing to consent.

Page 1 | Communications with Chambers

Counsel may extend these dates by stipulation submitted to the Court no later than 2 business days before the brief is due.

Counsel may extend these dates by stipulation submitted to the Court no later than 2 business days before the brief is due.

Page 7 | Other Pretrial Matters - Bankruptcy Appeals

Chambers Communication Rules

Letters should be filed on ECF with courtesy copies emailed to Chambers as PDF with specific subject line format.

Generally, letters should be filed electronically on ECF and courtesy copies should be emailed to Chambers at ALCarterNYSDChambers@nysd.uscourts.gov as a .pdf attachment, with all counsel copied on the email. Counsel should include the case caption, docket number, and a brief description in the subject line of every email sent to Chambers. Example: Jane v. John; 12 Civ. 0000; Defendant’s request for a Pre-Motion Conference.

Page 1 | Communications with Chambers

Upon assignment of a criminal case to Judge Carter, the parties should immediately email Chambers at ALCarterNYSDChambers@nysd.uscourts.gov to arrange for a prompt conference, at which the defendant will be present, in order to set a discovery and motion schedule.

Upon assignment of a criminal case to Judge Carter, the parties should immediately email Chambers at ALCarterNYSDChambers@nysd.uscourts.gov to arrange for a prompt conference, at which the defendant will be present, in order to set a discovery and motion schedule.

Page 4 | 3. Conferences - C. Criminal Cases

In addition to being filed on ECF, the proposed voir dire questions, requests to charge and verdict form should be emailed as single MS Word documents to ALCarterNYSDChambers@nysd.uscourts.gov

In addition to being filed on ECF, the proposed voir dire questions, requests to charge and verdict form should be emailed as single MS Word documents to ALCarterNYSDChambers@nysd.uscourts.gov

Page 5 | Pretrial Procedures

In addition to being filed on ECF, the proposed voir dire questions, requests to charge and verdict form should be emailed as single MS Word documents to ALCarterNYSDChambers@nysd.uscourts.gov.

In addition to being filed on ECF, the proposed voir dire questions, requests to charge and verdict form should be emailed as single MS Word documents to ALCarterNYSDChambers@nysd.uscourts.gov.

Page 6 | B. Filings Prior to Trial in Civil Cases

In order for an attorney to bring into the Courthouse any computer, printer, or other electronic equipment not qualifying as a “personal electronic device,” specific authorization is required by prior Court Order. Any party seeking to bring such equipment into the Courthouse should send a letter to Chambers at least 10 business days in advance of the relevant trial or hearing requesting permission to use such equipment. The request letter should identify the type(s) of equipment to be used and the name(s) of the attorney(s) who will be using the equipment. Chambers will coordinate with the District Executive’s Office to issue the Order and forward a copy to counsel. The Order must be shown upon bringing the equipment into the Courthouse.

In order for an attorney to bring into the Courthouse any computer, printer, or other electronic equipment not qualifying as a “personal electronic device,” specific authorization is required by prior Court Order. Any party seeking to bring such equipment into the Courthouse should send a letter to Chambers at least 10 business days in advance of the relevant trial or hearing requesting permission to use such equipment. The request letter should identify the type(s) of equipment to be used and the name(s) of the attorney(s) who will be using the equipment. Chambers will coordinate with the District Executive’s Office to issue the Order and forward a copy to counsel. The Order must be shown upon bringing the equipment into the Courthouse.

Page 9 | Computers, Printers, or Other Electronic Equipment

Upon assignment of a criminal case to Judge Carter, the parties should immediately email Chambers at ALCarterNYSDChambers@nysd.uscourts.gov to arrange for a prompt conference, at which the defendant will be present, in order to set a discovery and motion schedule. The Assistant United States Attorney should deliver a courtesy copy of the indictment and the criminal complaint, if one exists, to Chambers as soon as practicable.

Upon assignment of a criminal case to Judge Carter, the parties should immediately email Chambers at ALCarterNYSDChambers@nysd.uscourts.gov to arrange for a prompt conference, at which the defendant will be present, in order to set a discovery and motion schedule. The Assistant United States Attorney should deliver a courtesy copy of the indictment and the criminal complaint, if one exists, to Chambers as soon as practicable.

Except as otherwise provided below, communications with Chambers should be by letter, with copies simultaneously delivered to all counsel.

Except as otherwise provided below, communications with Chambers should be by letter, with copies simultaneously delivered to all counsel.

Page 1 | Communications with Chambers

The Court has a file transfer protocol for the safe electronic transmission of large files. If a party needs to submit large files by email (as opposed to ECF), the party should email the Court at ALCarterNYSDChambers@nysd.uscourts.gov requesting a link to be used for such transfer. The email should include the name and docket number of the case as well as the nature and size of the materials to be submitted electronically.

The Court has a file transfer protocol for the safe electronic transmission of large files. If a party needs to submit large files by email (as opposed to ECF), the party should email the Court at ALCarterNYSDChambers@nysd.uscourts.gov requesting a link to be used for such transfer. The email should include the name and docket number of the case as well as the nature and size of the materials to be submitted electronically.

Page 2 | Communications with Chambers

Notwithstanding the foregoing, parties should not file on ECF a Consent to Proceed Before United States Magistrate Judge; the parties should e-mail it to the Orders and Judgments Clerk at judgments@nysd.uscourts.gov.

Notwithstanding the foregoing, parties should not file on ECF a Consent to Proceed Before United States Magistrate Judge; the parties should e-mail it to the Orders and Judgments Clerk at judgments@nysd.uscourts.gov.

Page 2 | Communications with Chambers

If a party needs to submit large files by email (as opposed to ECF), the party should email the Court at ALCarterNYSDChambers@nysd.uscourts.gov requesting a link to be used for such transfer.

If a party needs to submit large files by email (as opposed to ECF), the party should email the Court at ALCarterNYSDChambers@nysd.uscourts.gov requesting a link to be used for such transfer.

Page 2 | Communications with Chambers

Any party seeking to bring such equipment into the Courthouse should send a letter to Chambers at least 10 business days in advance of the relevant trial or hearing requesting permission to use such equipment.

Any party seeking to bring such equipment into the Courthouse should send a letter to Chambers at least 10 business days in advance of the relevant trial or hearing requesting permission to use such equipment.

Page 9 | Computers, Printers, or Other Electronic Equipment

Routine docketing, scheduling, and calendar matters should be handled by email to Chambers.

For routine docketing, scheduling, and calendar matters, please email Chambers at ALCarterNYSDChambers@nysd.uscourts.gov.

Page 1 | Communications with Chambers

Discovery disputes should be directed to the assigned Magistrate Judge.

To raise a discovery dispute with the Court, contact the assigned Magistrate Judge.

Page 2 | Motions

About United States District Judge Andrew L Carter Jr

Judge Andrew L. Carter Jr. was appointed to the Southern District of New York by President Barack Obama in 2011.

Before his district court appointment, Judge Carter served as a U.S. Magistrate Judge for the Eastern District of New York from 2009 to 2011. Prior to his judicial career he worked for over a decade as a public defender, serving at the Legal Aid Society and Federal Defenders of New York in Brooklyn.

Education

  • Harvard Law School, J.D., 1994
  • University of Texas, B.A., 1991

Career

  • U.S. District Judge, Southern District of New York (2011–present)
  • U.S. Magistrate Judge, Eastern District of New York (2009–2011)
  • Federal Defenders of New York, Brooklyn (2005–2009); Supervising Attorney (2006–2009)
  • Legal Aid Society, New York City (1996–2005); Federal Defenders Division (2000–2005)
  • Ford Foundation program assistant, New York City (1994–1996)

Courthouse: Thurgood Marshall United States Courthouse, 40 Foley Square, New York, NY 10007

Chambers Staff

  • Scheduling/Contact: Chambers contact via court website
Common questions about Judge Andrew L Carter Jr's rules

Are courtesy copies required for Judge Andrew L Carter Jr?

Courtesy-copy rule applies for letters. Details: delivery upon filing, by email. Generally, letters should be filed electronically on ECF and courtesy copies should be emailed to Chambers at ALCarterNYSDChambers@nysd.uscourts.gov as a .pdf attachment, with all counsel copied on the email.

View ruleSource: page 1, section Communications with Chambers

Does Judge Andrew L Carter Jr require a pre-motion conference or letter before filing a motion?

Yes. A pre-motion letter is required for discovery. Details: 3 pages, response due in 3 days. Pre-motion letter required (max 3 pages) with 3 business day response deadline

What page or word limits apply to brief before Judge Andrew L Carter Jr?

Judge Andrew L Carter Jr's rule states these limits: 25 pages; 10 pages. Memoranda in support/opposition are limited to 25 pages, and reply briefs are limited to 10 pages.

View ruleSource: page 3, section B. Page Limits

What page or word limits apply to motion before Judge Andrew L Carter Jr?

Judge Andrew L Carter Jr's rule states these limits: attorney: 25 pages; attorney: 10 pages. Motion memoranda limited to 25 pages, replies to 10 pages, 12pt font, 1" margins

What formatting rules apply to filings before Judge Andrew L Carter Jr?

Judge Andrew L Carter Jr's formatting rule includes 12 point type, margins top 1 inches, bottom 1 inches, left 1 inches, right 1 inches, and font size may be larger than 12-point. All memoranda of law should be in 12-point font or larger, with 1" margins on all sides.

View ruleSource: page 3, section B. Page Limits

What must be included with joint pretrial order filings before Judge Andrew L Carter Jr?

damages sought with respect to each claim, including the manner and method used to calculate the claimed damages.

View ruleSource: page 6, section A. Joint Pretrial Orders in Civil Cases

What must be included with pretrial service documents filings before Judge Andrew L Carter Jr?

At the time the joint pretrial order is filed, each party should serve, but not file, the following

View ruleSource: page 6, section Pretrial Procedures

How may parties contact Judge Andrew L Carter Jr's chambers?

The rule lists email ALCarterNYSDChambers@nysd.uscourts.gov. In addition to being filed on ECF, the proposed voir dire questions, requests to charge and verdict form should be emailed as single MS Word documents to ALCarterNYSDChambers@nysd.uscourts.gov.

View ruleSource: page 6, section B. Filings Prior to Trial in Civil Cases

How does Judge Andrew L Carter Jr handle sealed or redacted filings?

A motion to seal is required for covered sealed filings before Judge Andrew L Carter Jr. Motions for sealing/redaction and related subject documents must be electronically filed in ECF under the referenced standing order and ECF instructions.

View ruleSource: page 8, section Other Pretrial Matters - Electronic Filing Under Seal in Civil and Miscellaneous Cases

How do I request an adjournment or extension before Judge Andrew L Carter Jr?

Requests should be made at least 2 business days in advance when this rule applies before Judge Andrew L Carter Jr. Adjournment and extension requests must be submitted at least two business days before the scheduled appearance.

View ruleSource: page 1, section Communications with Chambers

Does Judge Andrew L Carter Jr require motion papers to be bundled?

A party should group all letters together in a single paper filing under a cover marked SENTENCING MEMORANDUM with the caption and docket number clearly indicated and submit it to the Clerk’s Office.

View ruleSource: page 12, section PROCEDURE FOR SENTENCINGS
Complete rules summary for Judge Andrew L Carter Jr

Pre-motion letter required (max 3 pages) with 3 business day response deadline

The email should include the name and docket number of the case as well as the nature and size of the materials to be submitted electronically.

damages sought with respect to each claim, including the manner and method used to calculate the claimed damages.

The default judgment motion should include a certificate of service that complies with Local Civil Rule 55.2(c).

Unless otherwise ordered by the Court, within 30 days after the date for completion of discovery in a civil case, or, if a dispositive motion has been filed, within 30 days of its decision, the parties should file on ECF a joint pretrial order

At the time the joint pretrial order is filed, each party should serve, but not file, the following

Counsel should include the case caption, docket number, and a brief description in the subject line of every email sent to Chambers.

Generally, letters should be filed electronically on ECF and courtesy copies should be emailed to Chambers at ALCarterNYSDChambers@nysd.uscourts.gov as a .pdf attachment, with all counsel copied on the email.

Letters to Chambers must identify the case, docket number, and represented party.

Adjournment and extension requests must be submitted at least two business days before the scheduled appearance.

If a party needs to submit large files by email (as opposed to ECF), the party should email the Court at ALCarterNYSDChambers@nysd.uscourts.gov requesting a link to be used for such transfer.

ECF-filed courtesy copies submitted to Chambers must bear specific required markings.

Notwithstanding the foregoing, parties should not file on ECF a Consent to Proceed Before United States Magistrate Judge; the parties should e-mail it to the Orders and Judgments Clerk at judgments@nysd.uscourts.gov.

Discovery-motion practice requires strict compliance with the Rule 37(a)(1) meet-and-confer requirement.

A pre-motion conference is required for motions generally, with specific listed motion-type exceptions.

For reargument or reconsideration motions, opposition is due in 14 days and reply is due in 7 days.

A sur-reply may be filed only with prior permission from the Court.

Memoranda in support/opposition are limited to 25 pages, and reply briefs are limited to 10 pages.

Counsel should deliver one courtesy copy of the respective motion papers to Chambers after service.

The opposing party should submit a letter, also not to exceed 3 pages, setting forth its position within 3 business days from the service of the moving party’s letter.

In cases involving pro se litigants, the party represented by counsel is responsible for filing the entire motion on ECF.

Every factual assertion in a Rule 56.1 statement must include a citation to supporting evidence in the record.

If the opponent adds additional factual allegations, the moving party must file a responsive Rule 56.1 statement.

With respect to any deposition that is supplied, whether in whole or in part, in connection with a summary judgment motion, the index to the deposition should be included if it is available.

Except in pro se cases, the moving party should provide all other parties with an electronic copy of the moving party’s Statement of Material Facts Pursuant to Local Civil Rule 56.1.

Each numbered paragraph in a Rule 56.1 statement may contain only one factual assertion.

Westlaw citations should be provided, if available, to cases not available in an official reporter.

The names, addresses (including firm names), email addresses, and telephone and fax numbers of trial counsel.

Unless otherwise ordered by the Court, within 30 days after the date for completion of discovery in a civil case, or, if a dispositive motion has been filed, within 30 days of its decision, the parties should file on ECF a joint pretrial order,

The full caption of the action.

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