Court Rules
district Judge
Verified Current9 days ago

Judge Katherine Polk Failla

Southern District of New York

Limits & Logistics

Document Limits

Memorandum Of Law
25 pgs8,750 wds
Motion Brief
10 pgs3,500 wds
Joint Pre Conference Agenda Letter
6 pgs

Courtesy Copies

Filings (Letter Motion)

Required

Filings (Plea Agreement, Cooperation Agreement, Pimentel Letter, Superseding Charging Instrument)

Required

Filings (Letter)

Required

Filings (All filings)

Required

Filings (Proposed Case Management Plan)

Required

Filings

Required

Filings (Requests To Charge, Proposed Voir Dire Questions)

Required

Filings (Pretrial Statement, Affidavit, Deposition Excerpt, Documentary Exhibit)

Required

Filings (Order To Show Cause)

Required

Filings (Exhibits)

Required

Filings (>10 pages)

Required

Adjournments

Must Include

  • 1
    Original Date
  • 2
    Number Of Previous Requests
  • 3
    Previous Requests Granted Or Denied
  • 4
    Reason For Request
  • 5
    Adversary Position
  • 6
    Original Due Date
Notice Required
48Hours

Must Include

  • 1
    Reason For Request
  • 2
    Original Date
  • 3
    Proposed New Dates
  • 4
    Affects Other Dates
Notice Required
2Business Days
Notice Required
72Hours
Notice Required
14Calendar Days

Communication

Email

Chambers

Failla_NYSDChambers@nysd.uscourts.gov
Advance Notice Required
No Status Inquiries, Hours
Phone

Chambers

(212) 805-0290
Emergencies
No Status Inquiries, Description
Email

Chambers

Service Of Documents
Advance Notice Required
No Substantive Content Prohibited In Email Body, Hours, Status Inquiries
Letter Fax

Chambers

No Fax Delivery Prohibited
Letter Ecf

Chambers

Scheduling
No Hand Delivery Location, Direct Delivery To Chambers Prohibited, Urgent Hand Delivery Procedure, Hours
Phone

Chambers

SchedulingEx Parte ConferenceEmergenciesUrgent
No Status Inquiries, Hours
Email

Chambers

KHP_Rule41Warrants@nysd.uscourts.gov
SchedulingEmergencies
Advance Notice Required
Email

Chambers

Parker_NYSDChambers@nysd.uscourts.gov
Scheduling
Advance Notice Required
Letter Ecf

Intake Unit

(212) 805-0175
No Hours, Status Inquiries
Phone

Chambers

not specified
Advance Notice Required
No Hours, Status Inquiries
Letter Ecf

Intake Unit

No Status Inquiries
Filters:AllMandatoryImportantFormattingCommunicationLettersECF FilingConferencesTRO/InjunctionElectronicsMemoranda

Detailed Drafting Rules

Communication ProtocolImportant

Email subject line must include case caption, docket number, and brief description.

E-mails shall state clearly in the subject line: (i) the caption of the case, including the lead party names and docket number; and (ii) a brief description of the contents of the letter.

Email

Direct to: Chambers

Approved Topics
SchedulingStatus InquiriesTechnical Issues
Requirements
  • Advance Notice Required
Prohibited
  • Hours
  • Status Inquiries
Page 2
|Sec2(B). Letters
Communication ProtocolMandatory

No substantive content in email body; must be in letter body only.

Parties shall not include substantive communications in the body of the e-mail; such communications shall be included only in the body of the letter.

Email

Direct to: Chambers

Approved Topics
SchedulingEmergenciesStatus InquiriesTechnical Issues
Requirements
  • Advance Notice Required
Prohibited
  • Hours
  • Status Inquiries
Page 2
|Sec2(B). Letters
Communication ProtocolMandatory

Pro se parties must communicate with Pro Se Intake Office, not Chambers

All communications with the Court by a pro se party must be sent to the Pro Se Intake Office, or filed directly on ECF if granted such permission, as discussed in Rule (2)(B)(2) below. You may contact the Pro Se Intake Office at (212) 805-0175 during normal business hours, 8:30am - 5:00pm, Monday – Friday. No documents or filings should be sent directly to Chambers.

Letter via ECF

Direct to: Intake Unit

Prohibited
  • Hours
    8:30am - 5:00pm, Monday – Friday
  • Status Inquiries
Page 3
|Seci. By a Pro Se Party
Communication ProtocolNote

Pro se parties can consent to electronic service but cannot file electronically

Pro se parties who want to receive service of notices and documents by e-mail instead of regular mail, should submit a completed Consent to Electronic Service form, to the Pro Se Intake Office, which is available on the court’s website at: https://nysd.uscourts.gov/forms/consent-electronic-service-pro-se-cases. If a pro se party consents to receive documents electronically, they will no longer receive documents in the mail, and instead, will receive a Notice of Electronic Filing (“NEF”) by e-mail each time a document is filed in their case. Electronic service does not allow a pro se party to electronically file their documents.

Email

Direct to: Intake Unit

Approved Topics
Service Of Documents
Page 3
|Sec1. Consent to receive documents by e-mail
Pre-Motion ProcedureMandatory

Discovery disputes require meet-and-confer process before filing 3-page letter motion on ECF.

Any party wishing to raise a discovery dispute with the Court must first confer in good faith with the opposing party, in person or by telephone, in an effort to resolve the dispute. If this meet-and-confer process does not resolve the dispute, the party seeking discovery shall promptly file on ECF a letter motion, no longer than three pages, explaining the nature of the dispute and requesting an informal conference.

Pre-Motion Conference

A pre-motion conference is mandatory before filing. You must submit a letter first.

Letter Requirements

Status
Required
Max Length3 pgs
Pre-Motion ProcedureMandatory

Opposing party may respond to discovery letter motion within 3 business days (max 3 pages).

If the opposing party wishes to respond to the letter, it must submit a responsive letter, not to exceed three pages, within three business days after the request is received.

Pre-Motion Conference

A pre-motion conference is mandatory before filing. You must submit a letter first.

Letter Requirements

Status
Required
Max Length3 pgs
Opposition Due3 days
Communication ProtocolMandatory

Emergency relief requests require immediate telephone notification to Chambers after ECF filing.

Parties seeking emergency relief, including preliminary injunctions and temporary restraining orders, shall also notify Chambers by telephone immediately after filing their request for such relief on ECF.

Phone

Direct to: Chambers

Approved Topics
Emergencies
Prohibited
  • Hours
    business_hours
Communication ProtocolNote

ECF filings reviewed within one business day; urgent submissions require telephone notification to Chambers.

Materials filed via ECF are generally reviewed within one business day of filing. If a given submission requires immediate attention, please notify Chambers by telephone after it is filed on ECF.

Phone

Direct to: Chambers

Approved Topics
Urgent
Prohibited
  • Hours
    business_hours
Pre-Motion ProcedureMandatory

Pre-motion letter (max 3 pages) required for certain motions, describing grounds and consent status.

To request a pre-motion conference for motions to dismiss, motions for summary judgment, motions for judgment on the pleadings, and motions for sanctions, the putative moving party shall file a letter motion, not to exceed three pages, describing the grounds for the proposed motion, and whether the motion is on consent of all parties.

Pre-Motion Conference

A pre-motion conference is mandatory before filing. You must submit a letter first.

Letter Requirements

Status
Required
Max Length3 pgs
Pre-Motion ProcedureMandatory

Opposition pre-motion letter (max 3 pages) due within 3 business days if motion not on consent.

If the motion is not on consent, any opposing party should file a letter setting forth its position, not to exceed three pages, within three business days after the request is received.

Pre-Motion Conference

A pre-motion conference is mandatory before filing. You must submit a letter first.

Letter Requirements

Status
Required
Max Length3 pgs
Opposition Due3 days
Format RequirementMandatory

Motion papers must conform to Local Civil Rule 7.1 with specific formatting and word limits.

The typeface, margins, spacing, and length of motion papers must conform to Local Civil Rule 7.1 (or, in the case of motions for reconsideration, Local Civil Rule 6.3 and Rule 4(C) below). All text must be 12-point type or larger, except for text in footnotes which may be 10-point type; (2) all documents must have at least one-inch margins on all sides; (3) all text must be double-spaced, except for headings, text in footnotes, or block quotations, which may be single-spaced; (4) all memoranda of law are limited to 8,750 words, and reply briefs are limited to 3,500 words (if filed by a party who is not represented by an attorney and handwritten or prepared with a typewriter, briefs in support of and in response to a motion may not exceed 25 pages, and reply briefs may not exceed 10 pages).

Applies When:Document Type Set Undefined
Typography
Size12 pt
Line SpacingDouble
Layout & Binding
Margins
Top:1"
Left:1"
Right:1"
Bottom:1"
Page or Word LimitMandatory

Memoranda of law limited to 8,750 words; reply briefs to 3,500 words; pro se parties limited to 25/10 pages.

all memoranda of law are limited to 8,750 words, and reply briefs are limited to 3,500 words (if filed by a party who is not represented by an attorney and handwritten or prepared with a typewriter, briefs in support of and in response to a motion may not exceed 25 pages, and reply briefs may not exceed 10 pages).

Document RequirementMandatory

Attorneys must include word count certificate for briefs filed by attorney or computer-prepared

If a brief is filed by an attorney or prepared with a computer, it must include a certificate by the attorney, or party who is not represented by an attorney, that the document complies with the word-count limitations. The person preparing the certificate may rely on the word count of the word-processing program used to prepare the document. The certificate must state the number of words in the document.

Document Type

Brief

Content & Formatting
Word Count
Certificate Of Compliance
Page 9
|SecC. Memoranda of Law for Motions for Reconsideration
Page or Word LimitMandatory

Word/page limits for motions: 3,500/1,750 words (attorney/computer) or 10/5 pages (pro se/handwritten)

If filed by an attorney or prepared with a computer, briefs in support of and in response to a motion may not exceed 3,500 words, and reply briefs may not exceed 1,750 words; if filed by a party who is not represented by an attorney and handwritten or prepared with a typewriter, briefs in support of and in response to a motion may not exceed 10 pages, and reply briefs may not exceed five pages.

Page 9
|SecC. Memoranda of Law for Motions for Reconsideration
Communication ProtocolMandatory

Must call Chambers immediately after filing TRO application and report adversary notification/consent status.

As soon as a party files an application to seek a temporary restraining order, he or she must call Chambers at (212) 805-0290 and state clearly whether (i) he or she has notified the adversary, and whether the adversary consents to temporary injunctive relief; or (ii) the requirements of Fed. R. Civ. P. 65(b) are satisfied and no notice is necessary.

Phone

Direct to: Chambers

Approved Topics
Emergencies
Prohibited
  • Description
    Must call immediately after filing TRO application
Page 11
|SecApplications for a Temporary Restraining Order
Communication ProtocolMandatory

If adversary notified but doesn't consent to TRO, must call Chambers with all parties present for Court to hear both sides.

If a party’s adversary has been notified but does not consent to temporary injunctive relief, the party seeking a restraining order must call Chambers with all parties present at a time mutually agreeable to the party and its adversary, so that the Court may have the benefit of advocacy from both sides in deciding whether to grant temporary injunctive relief.

Phone

Direct to: Chambers

Approved Topics
Emergencies
Prohibited
  • Description
    Must call with all parties present when adversary notified but doesn't consent
Page 12
|SecApplications for a Temporary Restraining Order
Document RequirementMandatory

Diversity jurisdiction cases require 3-page letter explaining basis for diversity before Initial Pretrial Conference.

Pursuant to Fed. R. Civ. P. 7.1, in any action in which subject matter jurisdiction is founded on diversity of citizenship pursuant to 28 U.S.C. § 1332, the party asserting the existence of such jurisdiction shall, prior to the Initial Pretrial Conference, file on ECF in accordance with Rule 2(B) above, a letter no longer than three pages explaining the basis for that party’s belief that diversity of citizenship exists.

Document Type

Diversity Jurisdiction Letter

Content & Formatting
Explain Basis For Diversity
Max Pages

3

Page 12
|SecDiversity Jurisdiction Cases
Communication ProtocolNote

Electronic device use governed by Standing Order M10-468

Attorneys’ use of electronic devices (including mobile telephones, personal electronic devices, computers, and printers) within the Courthouse and its environs is governed by the Court’s Standing Order M10-468, available at https://nysd.uscourts.gov/sites/default/files/pdf/standing-order-electronic-devices.pdf.

Email

Direct to: Chambers

Approved Topics
SchedulingEmergenciesStatus InquiriesTechnical Issues
Requirements
  • Advance Notice Required
    72 hours prior to trial or hearing
Prohibited
  • Hours
    9:00 AM - 5:00 PM
  • Status Inquiries
Communication ProtocolImportant

Submit Electronic Devices Form by email 72 hours before trial/hearing

If required by the Standing Order, counsel seeking to bring a device into the Courthouse shall submit a copy of the Electronic Devices General Purpose Form, available at https://nysd.uscourts.gov/forms/fillable-form-electronic-devices-general-purpose, to the Court by e-mail at least 72 hours prior to the relevant trial or hearing. Untimely requests may be denied on that basis alone.

Email

Direct to: Chambers

Approved Topics
SchedulingEmergenciesStatus InquiriesTechnical Issues
Requirements
  • Advance Notice Required
    72 hours prior to trial or hearing
Prohibited
  • Hours
    9:00 AM - 5:00 PM
  • Status Inquiries
Communication ProtocolNote

Mobile phones permitted in courtroom but must be turned off

If permitted by the Standing Order, mobile telephones are permitted inside the Courtroom, but they must be kept turned off at all

Phone

Direct to: Chambers

Approved Topics
SchedulingEmergenciesStatus InquiriesTechnical Issues
Requirements
  • Advance Notice Required
    not specified
Prohibited
  • Hours
    9:00 AM - 5:00 PM
  • Status Inquiries
Format RequirementNote

Use Westlaw citations for unreported cases when possible.

Additionally, to the extent citing unreported cases, parties are requested to use Westlaw citations whenever possible.

Format RequirementMandatory

Letters to court limited to 3 single-space pages (excluding exhibits).

Letters. Communications with the Court should be by letter filed on ECF except for settlement conference submissions and in camera submissions. Letters may not exceed 3 single-space pages in length (exclusive of exhibits).

Typography
Line SpacingSingle
Layout & Binding
Margins
Top:1"
Left:1.5"
Right:1"
Bottom:1"
Required Format

PDF

Format RequirementMandatory

Letter motions limited to 3 single-space pages (excluding exhibits).

Letter motions shall be filed on ECF in accordance with the S.D.N.Y. Local Rules and the S.D.N.Y. Electronic Case Filing Rules and Instructions. Requests that may be made by letter motion include requests for a discovery conference to address a discovery dispute before formal motion practice, adjournments, extensions, pre-motion conferences, sealing, and requests for a settlement conference. Letter motions are limited to 3 single-space pages (not including exhibits).

Applies When:Document Type Set Undefined
Typography
Line SpacingSingle
Layout & Binding
Margins
Top:1"
Left:1.5"
Right:1"
Bottom:1"
Required Format

PDF

Format RequirementMandatory

Faxes require prior permission and are limited to 3 pages.

Faxes. No faxed communications shall be permitted without prior permission from Judge Parker's Chambers. Faxes must not exceed three pages.

Required Format

Paper

Communication ProtocolMandatory

Pro se parties must communicate through Pro Se Intake Unit, not directly to Chambers.

Pro Se Parties. By Standing Order, a pro se party must mail all communications with the Court to the Pro Se Intake Unit located at 500 Pearl St., Room 230, New York, NY 10007. A pro se party may not call Chambers or send any document or filing directly to Chambers. Submissions requiring immediate attention should be hand-delivered to the Pro Se Intake Unit. Unless the Court orders otherwise, all communications with the Court will be docketed upon receipt; such docketing shall constitute service on any user of the ECF system. If any other party is not a user of the ECF system (e.g., if there is another pro se party in the case), a pro se party must send copies of any filing to the party and include proof of service affirming that he or she has done so. Copies of correspondence between a pro se party and opposing parties shall not be sent to the Court.

Letter via ECF

Direct to: Intake Unit

Prohibited
  • Status Inquiries
Page or Word LimitMandatory

Joint pre-conference agenda letters limited to 6 pages, filed one week before conference.

In some cases, the Court may require a joint pre-conference agenda letter. Joint pre-conference agenda letters shall be limited to 6 pages and filed a week in advance of a conference unless otherwise specified or permitted by the Court.

Pre-Motion ProcedureMandatory

Discovery disputes require meet-and-confer, then 3-page ECF letter-motion with 3-day response time.

Any party wishing to raise a discovery dispute with the Court must first confer in good faith with the opposing party, in person or by telephone, in an effort to resolve the dispute. If this meet-and-confer process does not resolve the dispute, the party may submit an ECF letter-motion to the Court, not to exceed 3 pages, explaining the nature of the dispute and requesting a conference. Such letter must include a representation that the meet-and-confer process occurred and state when it occurred. Any responsive letter should be submitted within 3 business days after submission of the letter-motion.

Pre-Motion Conference

A pre-motion conference is mandatory before filing. You must submit a letter first.

Letter Requirements

Status
Required
Max Length3 pgs
Opposition Due3 days
Pre-Motion ProcedureMandatory

Pre-motion letter limited to 3 pages; responses limited to 3 pages within 3 business days.

Letters requesting a pre-motion conference should summarize the basis of the motion and follow the procedures for communicating with the Court set forth in Section I. Letters may not exceed 3 pages. Within 3 business days of receipt of the letter, each opposing party may submit a written response of no more than 3 pages.

Pre-Motion Conference

A pre-motion conference is mandatory before filing. You must submit a letter first.

Letter Requirements

Status
Required
Max Length3 pgs

Briefing Schedule

Opp: 3d • Reply: d

Document RequirementNote

Memoranda of 10+ pages require TOC and TOA, excluded from word count.

Memoranda of 10 pages or more shall contain a table of contents and a table of authorities, neither of which shall count against the word limit.

Document Type

Memorandum Of Law

Content & Formatting
Table Of Contents
Table Of Authorities
Format RequirementMandatory

All moving papers, letter-motions, and letters must be searchable PDF.

All moving papers, letter-motions, and letters filed on ECF or emailed to chambers must be in searchable PDF form.

Applies When:Document Type Set Undefined
Required Format

PDF

Document RequirementMandatory

Settlement Conference Summary Form and 3-page letter required 7 days before conference.

Unless otherwise directed by the Court, no later than 7 days before the Settlement Conference, found at https://nysd.uscourts.gov/hon-katharine-h-parker. Each party also must provide the Court with a letter, not to exceed three pages, summarizing the issues in the case, the settlement value of the case and rationale for it, case law authority relevant to settlement discussions, and any other facts that would be helpful to the Court in preparation for the conference.

Document Type

Settlement Conference Summary

Content & Formatting
Case Summary
Settlement Value
Case Law Authority
Page 10
|SecV. Settlement Conferences
Courtesy CopyMandatory

Courtesy copies required within one business day if Settlement Conference exhibits exceed 10 pages.

A courtesy copy of Ex Parte Settlement Conference Summary Forms and Letters shall be submitted to the Court if the exhibits to the Letter exceed 10 pages. Courtesy copies must be provided no later than one business day after submission of the Form and Letter.

Courtesy Copies Required

When: Page Threshold > 10
Logistics
Quantity1 Copy
TimingWithin One Business Day
MethodChambers Copy
Page 10
|SecV. Settlement Conferences
Format RequirementMandatory

Video submissions must be on thumb drive or emailed to Chambers.

If a party is submitting a video, the clip shall be provided on a thumb drive delivered to Chambers and labeled with a case name and docket number. Alternatively, the clip may be emailed to the Chambers email address noted above.

Applies When:Document Type Set Undefined
Required Format

Thumb Drive Or Email