Court Rules
district Judge
Verified Current9 days ago

Judge Nelson S. Roman

Southern District of New York

Limits & Logistics

Document Limits

Memorandum Of Law
25 pgs
Rule 56 1 Statement
25 pgs

Courtesy Copies

Filings (Criminal Complaint)

Required

Filings (Pleading)

Required

Filings (All filings)

Required • Binding: Bound

Filings

Required • Binding: Bound

Filings (Default Judgment)

Required

Adjournments

Notice Required
48Hours

Must Include

  • 1
    Original Date
  • 2
    Number Of Previous Requests
  • 3
    Adversary Position
  • 4
    Affects Other Dates
Notice Required
2Business Days
Notice Required
4Weeks
Notice Required
2Weeks
Notice Required
30Days

Communication

Phone

Chambers

(914) 390-4177
Emergencies
No Status Inquiries
Letter Fax

Chambers

Advance Notice Required
No Status Inquiries
Letter Fax

Chambers

No Status Inquiries
Email

Chambers

No Status Inquiries
Phone

Chambers

(877) 336-1839
Scheduling
Advance Notice Required
Phone

Chambers

Scheduling
Advance Notice Required
No Status Inquiries
Email

Chambers

RomanNYSDChambers@nysd.uscourts.gov
EmergenciesScheduling
No Timing
Hand Delivery

Chambers

Advance Notice Required
Letter Ecf

Intake Unit

Advance Notice Required
Phone

Pro Se Clinic

(212) 659-6190
Scheduling
Advance Notice Required
No Hours
Letter Ecf

Intake Unit

No Status Inquiries
Filters:AllMandatoryImportantFormattingSealingCommunicationElectronicsConferencesLettersMemorandaECF Filing

Detailed Drafting Rules

Communication ProtocolImportant

Fax letters to Chambers preferred; do not send duplicate mail/fax; do not send counsel correspondence to Court.

Letters sent to Chambers by fax are preferred. Do not both fax and mail the same letter. Copies of correspondence between counsel shall not be sent to the Court.

Letter Fax

Direct to: Chambers

Approved Topics
SchedulingEmergenciesStatus InquiriesTechnical Issues
Prohibited
  • Status Inquiries
Page 1
|SecCommunications with Chambers
Communication ProtocolImportant

Faxes to Chambers encouraged; max 5 pages without permission; must send copies to all counsel.

Faxes to Chambers in lieu of mail or hand deliveries are encouraged. The fax number is (914) 390-4179. Copies must be simultaneously faxed or delivered to all counsel. No document longer than five pages may be faxed without prior permission.

Letter Fax

Direct to: Chambers

Approved Topics
SchedulingEmergenciesStatus InquiriesTechnical Issues
Prohibited
  • Status Inquiries
Page 1
|SecCommunications with Chambers
Communication ProtocolImportant

Email to Court requires prior approval; must identify authorizing person; subject line must include docket, parties, and subject.

If a party wishes to email a .pdf letter or document to the Court, it must obtain prior approval of the Court. The body of the email must clearly identify the person in Chambers who authorized permission to send it. The email subject line must state clearly (i) the docket number of the case, (ii) the party names, and (iii) the subject of the communication.

Email

Direct to: Chambers

Approved Topics
SchedulingEmergenciesStatus InquiriesTechnical Issues
Prohibited
  • Status Inquiries
Page 1
|SecCommunications with Chambers
Pre-Motion ProcedureMandatory

Pre-motion letter (max 3 pages) required from both parties with 3 business day response time.

To arrange a pre-motion conference, the moving party shall submit a letter, not to exceed three pages, setting forth the basis for the anticipated motion. The opposing party shall submit a letter, also not to exceed three pages, setting forth its position within three business days from the service of the moving party’s letter.

Pre-Motion Conference

A pre-motion conference is mandatory before filing. You must submit a letter first.

Letter Requirements

Status
Required
Max Length3 pgs
Opposition Due3 days
Page 3
|SecPleadings and Motions
Page or Word LimitMandatory

Memoranda of law limited to 25 pages, reply memoranda to 10 pages.

Unless prior permission has been granted, memoranda of law in support of and in opposition to motions are limited to 25 pages, and reply memoranda are limited to 10 pages.

Page 3
|SecPleadings and Motions
Format RequirementMandatory

Memoranda must be 12-point font, double-spaced, with TOC and TOA for documents over 10 pages.

All memoranda of law shall be in 12-point font or larger and be double-spaced. Memoranda of 10 pages or more shall contain a table of contents and a table of authorities, neither of which shall count against the page limit.

Typography
Size12 pt
Line SpacingDouble
Page 3
|SecPleadings and Motions
Page or Word LimitMandatory

Rule 56.1 statements limited to 25 pages unless leave obtained one week prior.

Any Rule 56.1 statement in support of a motion for summary judgment is limited to no more than 25 pages, unless leave of the Court to file a longer document is obtained at least one week prior to the due date of such motion for summary judgment.

Page 4
|SecPleadings and Motions
Sealing ProtocolMandatory

Redacted pages containing sensitive information must be filed under seal.

Parties may redact the above five categories of 'sensitive information' and the six categories of information requiring caution (i.e., personal identifying number; medical records, treatment and diagnosis; employment history; individual financial information; proprietary or trade secret information; and information regarding an individual's cooperation with the government) as described in the ECF Privacy Policy, without application to the Court. If any material is redacted from the publicly filed document, only those pages containing the redacted material will be filed under seal.

Protocol

Sealing Procedure

Applicable Categories
Personal InformationTrade SecretsProprietary InformationAttorney Client PrivilegedWork Product
Filing Requirements
Public ECF Filing(Redacted Version)
REQUIRED
Delivery to Clerk(Unredacted Version)
NO
Delivery to Chambers(Unredacted Version)
NO
Format & Details
Page 5
|SecA. Redacting Personal Information
Adjournment RequirementImportant

Brief extensions by stipulation require 2 business days advance notice.

Counsel may extend the default deadlines by stipulation submitted to the Court no later than two business days before the brief is due. The page limits in Local Rule 7.1(b) must be observed.

Notice Required

2Business Days

Before deadline or appearance

Applies to:
Extension
Page 5
|SecC. Bankruptcy Appeals
Document RequirementMandatory

Deposition synopsis must include page and line citations.

Each synopsis shall include page citations to the pertinent pages and lines of the deposition transcripts.

Document Type

Deposition Synopsis

Content & Formatting
Judge Name
Case Number
Exhibit List
Legal Argument
Table Of Contents
Statement Of Facts
Table Of Authorities
Communication ProtocolMandatory

Civil case conferences are held by telephone using the court’s dedicated conference line.

In Civil Cases. Unless otherwise ordered by the Court, all conferences and proceedings in civil cases will be held by telephone. In some cases, the Court may direct one of the parties to set up a conference line. In all other cases, the parties should call into the Court’s dedicated conference line at (877) 336-1839, and enter Access Code 123-1334, followed by the pound (#) key.

Phone

Direct to: Chambers

Approved Topics
Scheduling
Requirements
  • Advance Notice Required
    unless otherwise ordered by the Court
Page 1
|SecIn Civil Cases
Communication ProtocolMandatory

Criminal case conferences/proceedings held by phone/video; counsel must submit letter one week before appearance.

In Criminal Cases. To the maximum extent possible, all conferences and proceedings will be held by either telephone or video. No later than one week before a scheduled appearance, counsel must confer and submit a letter to the Court indicating their views on whether the Court can, consistent with the U.S. Constitution, Federal Rules of Criminal Procedure (see, e.g., Rules 5(f), 10(b) & (c), and 43) and any other relevant law, conduct the matter by telephone or video and, if applicable, whether the Defendant either consents to appearing in that manner or to waiving his or her appearance altogether.

Phone

Direct to: Chambers

Approved Topics
Scheduling
Requirements
  • Advance Notice Required
    one week before scheduled appearance
Page 1
|SecIn Criminal Cases
Communication ProtocolMandatory

Telephone calls to chambers will not be answered; use ECF or email instead.

Telephone calls will not be answered. Thus, parties are encouraged to make any requests or inquiries to the Court through ECF or, if permitted or required under the Court’s Individual Rules and Practices, by email.

Phone

Direct to: Chambers

Approved Topics
Status Inquiries
Prohibited
  • Status Inquiries
Page 2
|SecTelephone Calls
Communication ProtocolMandatory

Urgent matters require email to chambers with specific formatting requirements.

For urgent matters requiring immediate attention, parties should send an email to Chambers that (1) includes the word “URGENT” in the subject line; (2) specifies the case name and docket number; (3) briefly describes the nature of the issue; and (4) provides a telephone number at which the party (and any other relevant parties) can be reached.

Email

Direct to: Chambers

Approved Topics
Emergencies
Page 2
|SecUrgent Matters
Communication ProtocolMandatory

Faxes are prohibited for all purposes.

Faxes are not permitted for any purposes.

Letter Fax

Direct to: Chambers

Prohibited
  • Status Inquiries
Page 2
|SecFaxes
Communication ProtocolMandatory

Hand deliveries to chambers require advance permission from the court.

Nothing may be delivered to Chambers absent advance permission from the Court.

Hand Delivery

Direct to: Chambers

Requirements
  • Advance Notice Required
    advance permission from the Court
Page 2
|SecHand Deliveries
Communication ProtocolMandatory

Pro se parties must mail communications to Pro Se Intake Unit unless granted permission for electronic filing.

Pro se parties are encouraged to (1) consent to electronic service (via ECF or email); or (2) seek the Court’s permission to file documents through the ECF system or by email to the Court. Unless the Court grants permission to file documents electronically, all communications with the Court by a pro se party must be mailed to: Pro Se Intake Unit Charles L. Brieant Courthouse 300 Quarropas Street White Plains, NY 10601

Letter via ECF

Direct to: Intake Unit

Requirements
  • Advance Notice Required
    unless Court grants permission for electronic filing
Page 2
|SecBy Pro Se Parties
Communication ProtocolMandatory

AUSA must email court immediately upon new criminal case assignment to arrange conference.

Upon assignment of a new criminal case to Judge Román, the Assistant United States Attorney must immediately email the Court to arrange for a prompt conference.

Email

Direct to: Chambers

Approved Topics
Scheduling
Prohibited
  • Timing
    immediately upon assignment
Page 2
|SecIn New Criminal Cases
Communication ProtocolMandatory

TRO applications must be emailed in PDF format with urgent subject line and contact information.

Parties intending to file applications for TROs or other emergency relief must send all of their papers (in text-searchable PDF format) to the Court by email. The email should (1) include the word “URGENT” in the subject line; (2) provide a telephone number at which the party (and any other relevant parties) can be reached; and (3) provide the relevant parties’ availability for a telephone conference in the next few days.

Email

Direct to: Chambers

Approved Topics
Emergencies
Page 2
|SecApplications for Temporary Restraining Orders (“TROs”)
Communication ProtocolNote

Pro Se Clinic provides telephone assistance only by appointment; call to schedule.

The New York Legal Assistance Group’s Pro Se Clinic has suspended all in-person client meetings until further notice. Limited-scope legal assistance will continue to be provided, but only by appointment and only over the telephone. To schedule an appointment, call (212) 659-6190 and leave a message specifying a call-back number.

Phone

Direct to: Pro Se Clinic

Approved Topics
Scheduling
Requirements
  • Advance Notice Required
    leave message with call-back number
Prohibited
  • Hours
    by appointment only
Page 2
|SecPro Se Clinic
Communication ProtocolMandatory

Pro se parties must file original with Pro Se Clerk and serve other pro se parties.

The pro se party must file an original of this Statement with the Pro Se Clerk and serve a copy on all other pro se parties.

Letter via ECF

Direct to: Intake Unit

Approved Topics
Technical Issues
Communication ProtocolMandatory

Pro se parties must mail all communications to Pro Se Clerk, not Chambers.

All communications with the Court by a pro se party must be mailed to the Pro Se Clerk. No document or filing should be sent directly to Chambers.

Letter via ECF

Direct to: Chambers

Approved Topics
Status Inquiries
Prohibited
  • Status Inquiries
Communication ProtocolMandatory

Pro se parties must file papers with Pro Se Office.

All papers to be filed with the Court by a pro se party, along with any courtesy copies of those papers, must be sent to the Pro Se Office.

Letter via ECF

Direct to: Intake Unit

Approved Topics
Technical Issues
Format RequirementNote

Courtesy copies must be marked, bound, and tabbed.

All courtesy copies must be clearly marked as such, bound, and tabbed.

Layout & Binding
Margins
Top:1"
Left:1.5"
Right:1"
Bottom:1"
Binding Style
Bound On Left
Communication ProtocolNote

Initial case management conference scheduled; telephone arrangements for incarcerated parties.

The Court will schedule an initial case management conference. Arrangements will be made for incarcerated parties to appear by telephone.

Phone

Direct to: Chambers

Approved Topics
Scheduling