Court Rules
Magistrate Judge

Judge Anne Y. Shields

Individual Rules, Standing Orders & Policies

Eastern District of New York

Limits & Logistics

Document Limits

Settlement Statement
3 pgs
Memorandum Of Law
25 pgs

Courtesy Copies

Motion

  • Mail • Upon Filing

Proposed Findings Conclusions

Adjournments

  • Revised scheduling order required if adjournment affects other dates.
  • Magistrate judge cannot extend district judge deadlines.
  • Strict adherence to deadlines required; exceptions only for compelling reasons.
  • +2 more

Request must include

Affects Other DatesProposed Rescheduled DateOriginal Date
48Hoursnotice
  • Adjournment requests must be ECF motions filed at least 48 hours before deadline.
  • Settlement conference required within 30 days after serving interrogatory answers.

Communication

Phone

Chambers

SubstanceScheduling
Letter via ECF

Chambers

Joint CommunicationIndividual Communication
Letter via ECF
Scheduling
Filters:

Page & Word Limits2 rules

Page LimitsMandatory

Settlement statements (max 3 pages) must be emailed to chambers 3 business days before conference.

No later than three (3) business days prior to the settlement conference, each party shall e-mail a confidential settlement statement, not exceeding three pages, (exclusive of exhibits) to shields_chambers@nyed.uscourts.gov.

Settlement Statement

3 pages

Applies to: Attorney

AYS-MLR · p. 6
|SecSettlement Conferences
Page LimitsMandatory

Motion memoranda limited to 25 pages (support/opposition) and 10 pages (reply); double-spaced, 12-point type, 1-inch margins.

Memoranda of law in support of and in opposition to motions shall not exceed twenty five pages in length. Reply memoranda of law shall not exceed ten pages in length. With the exception of bringing newly decided cases or law to the attention of the court, and unless otherwise ordered, there shall be no additional briefing. All memoranda of law shall contain a table of contents and authorities. All memoranda of law shall use at least one inch margins, double spacing and be in 12 point type. Footnotes are discouraged. However if the use of footnotes is unavoidable, they need not be double spaced, but must be in the same 12 point type as text.

25 pages

Applies to: Attorney

Reply Memorandum

10 pages

Applies to: Attorney

Document Format Requirements4 rules

FormattingMandatory

On the first day of trial, counsel shall provide the Court with a copy of all exhibits, appropriately labeled and indexed. Exhibits should be placed in clearly tabbed binders.

AYS-MLR · p. 10
|SecPretrial Procedures in Cases Where Parties Consent to Trial Before This Court
FormattingMandatory

Any document seeking relief of any kind from the court must be electronically filed as a “Motion,” and not as a “Letter” under the ECF “Other Documents” option.

FormattingMandatory

All documents in civil actions, except for voluminous documents, must be filed electronically.

FormattingImportant

Non-convertible documents require electronic filing of cover letter plus hard and courtesy copies.

Counsel need not electronically file documents that cannot be readily converted to a form that may be electronically filed. In such cases, counsel must electronically file the letter or noticeof motion to which the non-electronically filed material is attached. A hard copy (for filing) and a courtesy copy of such documents must be provided to the court.

Required Format

Paper

Document Filing Requirements23 rules

Filing RequirementsMandatory

2 DAYS PRIOR TO THE INITIAL CONFERENCE, COUNSEL MUST SUBMIT A JOINT LETTER ON THE DOCKET STATING:

DocumentJoint Letter

Content & Formatting
Judge Name
Statement Of Facts
AYS-MLR · p. 38
|SecJudge Shields' Initial Joint Letter Requirements
Filing RequirementsMandatory

Attorneys must file Notice of Appearance and register for ECF notifications before filing documents or appearing.

All attorneys representing parties in cases assigned to this court must file a Notice of Appearance and register to receive ECF notifications prior to filing any documents, and prior tomaking a personal appearance before the court.

DocumentNotice Of Appearance

Filing RequirementsMandatory

Deadline for completion of Rule 26(a) initial disclosures and HIPAA-complaint records authorizations:

DocumentDiscovery Plan

Filing RequirementsMandatory

In all cases alleging an FLSA violation Counsel must confer and also complete form Appendix C hereto prior to the Initial Conference.

DocumentInitial Conference

Filing RequirementsMandatory

Unless otherwise ordered, pro se litigants are exempt from ECF filing requirements.

DocumentPro Se Litigant

Filing RequirementsMandatory

Motion to join new parties or amend the pleadings: (Presumptively 15 days post status conference)

DocumentDiscovery Plan

Filing RequirementsMandatory

In all cases this Court's "Initial Joint Letter" annexed as Exhibit G shall be submitted to the Court via ECF no later than two days prior to the Initial Conference.

DocumentInitial Joint Letter

Filing RequirementsMandatory

All fact discovery completed by: (Presumptively 9 months after deadline for joining parties/amend the pleadings)

DocumentDiscovery Plan

Filing RequirementsMandatory

I hereby agree that I will not disclose any information contained in such documents to any other person. I further agree not to use any such information for any purpose other than this litigation.

DocumentConfidential Information

Filing RequirementsMandatory

Joint settlement report required within 7 days after settlement conference.

By [DATE], within 7 days after the conference referenced above, counsel must jointly file a Report Regarding Settlement that notifies the Court: (1) whether the parties have reached an agreement in principle to settle the case and will be submitting that agreement to the Court for review and approval;(2) whether the parties have not settled the case but want to continue settlement discussions with each other for a specific period, not to exceed two weeks; (3) whether the parties are unable to reach settlement, at which point the Court will refer the action to mediation.

DocumentSettlement Report

Content & Formatting
Case Number
Judge Name
Filing RequirementsMandatory

Expert discovery completed by: (Presumptively 3 months after close of fact discovery)

DocumentDiscovery Plan

Filing RequirementsMandatory

Completion date for Phase I Discovery as agreed upon by the parties: (See paragraph 7 of joint letter requirement)

DocumentDiscovery Plan

Filing RequirementsMandatory

In all cases, counsel must confer and prepare Exhibit B (Discovery Plan Worksheet) as well as the required Joint Letter.

DocumentInitial Conference

Filing RequirementsMandatory

All forms required must be submitted to the court via ECF no later than three business days prior to the initial conference.

DocumentInitial Conference Forms

Filing RequirementsMandatory

Pro se parties without ECF access must make filings via hand deliver y or U.S. mail: to the designated “pro se clerk” in the clerk’s office, to the attention of Magistrate Judge Shields and the assigned District Judge, and by U.S. mail to the attorneys for all other parties.

DocumentPro Se Litigant

Filing RequirementsMandatory

If the parties settle at a later time, they must immediately advise the Court and promptly submit a joint motion to approve the settlement.

DocumentJoint Motion To Approve Settlement

Content & Formatting
Case Number
Judge Name
Statement Of Facts
Filing RequirementsMandatory

First dispositive motion presumptively due 30 days after discovery closes; parties must consult judge's individual rules.

Final date to take first step in dispositive motion practice: (Parties are directed to consult the District Judge’s individual rules regarding such motion practice. (Presumptively 30 days after close of discovery)

DocumentDiscovery Plan

Filing RequirementsMandatory

Local Rule 26.3 definitions incorporated in all discovery requests.

Counsel are directed to consult Local Rule 26.3 which sets forth "Uniform Definitions in Discovery Requests." The definitions set forth therein are deemed incorporated in all discovery requests and counsel are directed to refrain from the use of any other definitions of the terms set forth therein.

DocumentDiscovery Request

Filing RequirementsMandatory

Joint Proposed Pretrial Order to be submitted: (30 days after dispositive motion practice deadline)

DocumentDiscovery Plan

Filing RequirementsImportant

Defense must respond to settlement demand within 7 days before settlement conference.

No later than seven (7) days prior to the scheduled conference, Defense counsel must respond to Plaintiff’s counsel’s demand. That response must contain a clear reply to the offer of settlement, and an explanation as to its propriety.

DocumentSettlement Procedure

AYS-MLR · p. 6
|SecSettlement Conferences
Filing RequirementsNote

Pro se litigants can access legal assistance program.

Pro se litigants are advised of the limited legal representation available at the Pro Se Legal Assistance Program, located in Room 124B of the Central Islip Courthouse. The clinic is independently operated and is not affiliated with the Court. Consultations are available by appointment. The clinic can be reached at (6 31) 297-2575 or at PSLAP@Hofstra.edu.

DocumentPro Se Litigant

Filing RequirementsNote

Counsel are directed to consult Local Rule 26.2 for directions as to the proper way to assert claims of privilege.

DocumentPrivilege Claim

Filing RequirementsNote

Status conference TBD by the court: (Generally 15 days post Tier I Discovery)

DocumentDiscovery Plan

Filing & Service rules

Courtesy Copy Requirements

Proposed findings and conclusions must be filed via ECF with courtesy copy to Chambers two weeks after trial transcript is available.

Unless otherwise ordered, two weeks after the transcript of the trial is prepared and available for ordering, the parties shall simultaneously file via ECF, with a courtesy copy toChambers, proposed findings of fact and conclusions of law. Such submissions shall include precise citations to the trial transcript and exhibits, together with supporting legal authority.

Page 10 | Pretrial Procedures in Cases Where Parties Consent to Trial Before This Court

Courtesy copies generally not required except for motions with exhibits and motions referred by District Court Judges.

Unless otherwise ordered, and subject to the exceptions set forth herein, courtesy copies of electronically filed documents should not be provided to the court. Courtesy copies of the following documents must be provided to the court: (1) motions with all exhibits; (2) motions referred for decision to this court by District Court Judges.

Moving party must provide courtesy copies to Chambers with cover letter.

The moving party shall be responsible for furnishing Chambers with a full set of courtesy copies of the motion papers, together with a cover letter specifying each document in the package. A copy of this cover letter is to be sent to opposing counsel.

All courtesy copies submitted to Chambers must be marked “Courtesy Copy,” “Original Filed ECF” with the assigned docket entry indicated. Courtesy copies of exhibits and appendices are to be clearly labeled and tabbedand where, appropriate may be submitted in a binder. Such copies should not be “Velobound.”

All courtesy copies submitted to Chambers must be marked “Courtesy Copy,” “Original Filed ECF” with the assigned docket entry indicated. Courtesy copies of exhibits and appendices are to be clearly labeled and tabbedand where, appropriate may be submitted in a binder. Such copies should not be “Velobound.”

Sealing & Redaction Procedures

Confidential information filed with the Court must be filed under seal.

All information subject to confidential treatment in accordance with the terms of this Stipulation and Order that is filed with the Court, including any pleadings, motions or other papers filed with the Court that includes Confidential Information, shall be filed under seal to the extent permitted by law (including, without limitation any applicable rules of court) and shall be kept under seal until further order of the Court.

Sealed documents require settlement rules compliance or prior court permission.

Documents may be electronically filed under seal only if filed pursuant to the Court's settlement rules or with prior permission of the Court.

Where possible, only confidential portions of the filings with the Court shall be filed under seal.

Where possible, only confidential portions of the filings with the Court shall be filed under seal.

Filing Bundling Requirements

Motion papers must be fully briefed before electronic filing; cover letter required with service.

No motion papers are to be filed electronically until the motion is fully briefed. The notice of motion and all supporting papers are to be served on all other parties along with a cover letter setting forth whom the movant represents and identifying the papers being served. A copy of this cover letter is to be electronically filed. A party responding to a motion shall serve the moving party with a courtesy copy of the responding papers, for later filing with the court.

All discovery is stayed until Discovery Planning Report is filed.

Until the parties file the Discovery Planning Report, all discovery in this case is STAYED, except as provided in this Order.

Pre-Motion Conference Requirements

Discovery motions require phone conference with chambers before filing; letter motions not accepted.

this court by calling chambers at (631) 712-5710. Attorneys may not bring a discovery motion before the court until they have complied with these rules. This court does not accept letter motions unless authorized to do so after the telephone conference is held.

Page 5 | Discovery Disputes/Motions

Unless otherwise ordered by this court, two weeks prior to the date set for jury selection, each party shall file: i. A statement of issues that any party intends to raise as a motion in limine. In the event that any such issues are raised, the Court will schedule a pre-motion conference.

Unless otherwise ordered by this court, two weeks prior to the date set for jury selection, each party shall file: i. A statement of issues that any party intends to raise as a motion in limine. In the event that any such issues are raised, the Court will schedule a pre-motion conference.

Page 10 | Pretrial Procedures in Cases Where Parties Consent to Trial Before This Court

Rule 16 conference scheduled after Rule 26 conference.

The court will schedule a Rule 16 initial conference after issue is joined and the parties have had the opportunity to conduct a Rule 26 conference.

Pre-motion conference required for non-discovery motions; 2-page letter request with 7-day response.

For all other motions where parties are represented by counsel, a pre-motion conference is necessary. A pre-motion conference can be requested by way of an electronically filed letter. Such letters are to be filed as ECF motions seeking a court conference. Letters requesting pre-motion conferences shall state, in brief, the grounds for the motion, shall not exceed two pages, and shall not include affidavits or exhibits. All parties served with a pre-motion letter shall serve and file a letter response, not to exceed two pages, within seven days from service of the pre-motion conference letter.

Adjournment & Extension Requirements

Adjournment requests must include original date and prior request history.

All requests for adjournments must include the following information: A. The original date of the appearance or deadline; B. Whether there have been prior requests for adjournment;

Adjournment requests must be ECF motions filed at least 48 hours before deadline.

In the absence of extraordinary circumstances, all requests for adjournments of any kind are to be made via an ECF motion, and are to be made no later than 48 hours prior to the scheduled appearance date or deadline.

Revised scheduling order required if adjournment affects other dates.

In the event that the requested adjournment affects any other scheduled dates, a proposed revised scheduling order must be attached to the motion.

Settlement conference required within 30 days after serving interrogatory answers.

By [DATE, 30 days] after the Plaintiff serves answers to the Court’s Interrogatories, counsel for the Plaintiff and the Defendant must meet and confer in person in good-faith effort to settle all pending issues, including attorneys’ fees and costs.

Prior to seeking any adjournment, the parties are expected to confer and grant each other the courtesy of agreeing to reasonable requests to adjourn, especially upon the first request for any adjournment.

Prior to seeking any adjournment, the parties are expected to confer and grant each other the courtesy of agreeing to reasonable requests to adjourn, especially upon the first request for any adjournment.

Magistrate judge cannot extend district judge deadlines.

This Court cannot extend deadlines, including discovery deadlines, set by the assigned District Court Judge. Accordingly, any extensions of such deadlines must be made to the District Court Judge.

Strict adherence to deadlines required; exceptions only for compelling reasons.

Due to the volume of cases based on the FLSA, the Court expects strict adherence to these deadlines and requirements. Exceptions will be granted only for compelling reasons.

Chambers Communication Rules

Schedule alterations require good cause, party conference, and joint ECF letter.

The parties may move to alter this schedule for good cause. Any such request shall only be made after the parties confer, and shall be made by joint letter request filed via this Court’s ECF system.

Email communication with Chambers prohibited without prior court authorization.

In order to avoid inappropriate ex parte communication with Chambers, communication via Chambers email is prohibited without prior authorization of this Court.

Discovery disputes must be resolved by counsel in good faith before seeking court intervention.

Counsel must first undertake a good faith effort to resolve any discovery disputes, including a request to limit or terminate a deposition, without court intervention. Where attorneys

Page 5 | Discovery Disputes/Motions

Substantive calls must be made jointly with opposing counsel and all adversaries must be informed.

Calls regarding the substance of any matter should be made only jointly with opposing counsel on the line. As officers of the court, counsel are responsible for informing all adversaries of any communication with Chambers.

Joint ECF communication preferred; individual ECF letter allowed if joint impracticable.

Counsel shall always endeavor to confer and then submit a joint communication via ECF. In the event a joint communication is impracticable, counsel may submit a letter to the Court via ECF.

Phone calls permitted; criminal scheduling to Courtroom Deputy, civil to Law Clerks.

Telephone calls to chambers are permitted. Calls regarding scheduling of criminal matters should be directed to the Courtroom Deputy at (631) 712-5714 Calls regarding civil matters should be directed to the Law Clerks at (631) 712-5710.

About United States Magistrate Judge Anne Y. Shields

Magistrate Judge Anne Y. Shields serves as a U.S. Magistrate Judge for the Eastern District of New York, based in Central Islip.

Before her judicial appointment, Judge Shields practiced litigation at Skadden, Arps, Slate, Meagher and Flom before entering private litigation practice. She clerked for the Hon. George C. Pratt of the Second Circuit Court of Appeals and for the Hon. Leonard D. Wexler in the Eastern District of New York. She served as former President and Board Member of Courtyard Kids, Inc., a child care facility in Central Islip, and held officer and board positions at Brooklyn Defender Services.

Education

  • St. John's University School of Law, J.D. (editor, St. John's Law Review)
  • State University of New York at Stony Brook, B.A.

Career

  • Magistrate Judge, Eastern District of New York (Central Islip)
  • Private litigation practice
  • Associate, Skadden, Arps, Slate, Meagher and Flom
  • Law clerk, Hon. George C. Pratt, U.S. Court of Appeals, Second Circuit
  • Law clerk, Hon. Leonard D. Wexler, EDNY

Courthouse: 100 Federal Plaza, Central Islip, NY 11722 Phone: (631) 712-5710

Chambers Staff

  • Courtroom Deputy: (631) 712-5714
Common questions about Judge Anne Y. Shields's rules

Are courtesy copies required for Judge Anne Y. Shields?

Moving party must provide courtesy copies to Chambers with cover letter.

Does Judge Anne Y. Shields require a pre-motion conference or letter before filing a motion?

Discovery motions require phone conference with chambers before filing; letter motions not accepted.

View ruleSource: page 5, section Discovery Disputes/Motions

What page or word limits apply to settlement statement before Judge Anne Y. Shields?

Judge Anne Y. Shields' rule states these limits: attorney: 3 pages. Excludes exhibits. Settlement statements (max 3 pages) must be emailed to chambers 3 business days before conference.

View ruleSource: page 6, section Settlement Conferences

What page or word limits apply to memorandum of law before Judge Anne Y. Shields?

Judge Anne Y. Shields' rule states these limits: attorney: 25 pages; attorney: 10 pages. Motion memoranda limited to 25 pages (support/opposition) and 10 pages (reply); double-spaced, 12-point type, 1-inch margins.

What formatting rules apply to filings before Judge Anne Y. Shields?

Judge Anne Y. Shields' formatting rule includes appropriately labeled and indexed. On the first day of trial, counsel shall provide the Court with a copy of all exhibits, appropriately labeled and indexed. Exhibits should be placed in clearly tabbed binders.

View ruleSource: page 10, section Pretrial Procedures in Cases Where Parties Consent to Trial Before This Court

What must be included with discovery plan filings before Judge Anne Y. Shields?

The rule requires expert discovery completion. Expert discovery presumptively completed 3 months after fact discovery closes.

How may parties contact Judge Anne Y. Shields' chambers?

Email communication with Chambers prohibited without prior court authorization.

How does Judge Anne Y. Shields handle sealed or redacted filings?

Confidential information filed with the Court must be filed under seal.

How do I request an adjournment or extension before Judge Anne Y. Shields?

The request must include affects other dates and proposed rescheduled date. Revised scheduling order required if adjournment affects other dates.

Does Judge Anne Y. Shields require motion papers to be bundled?

All discovery is stayed until Discovery Planning Report is filed.

Complete rules summary for Judge Anne Y. Shields

Expert discovery presumptively completed 3 months after fact discovery closes.

All forms due 3 business days before initial conference.

Parties must immediately advise court and file joint motion to approve settlement if settled later.

Non-convertible documents require electronic filing of cover letter plus hard and courtesy copies.

On the first day of trial, counsel shall provide the Court with a copy of all exhibits, appropriately labeled and indexed. Exhibits should be placed in clearly tabbed binders.

All courtesy copies submitted to Chambers must be marked “Courtesy Copy,” “Original Filed ECF” with the assigned docket entry indicated. Courtesy copies of exhibits and appendices are to be clearly labeled and tabbedand where, appropriate may be submitted in a binder. Such copies should not be “Velobound.”

Sealed documents require settlement rules compliance or prior court permission.

Joint Proposed Pretrial Order due 30 days after dispositive motion practice deadline.

All civil documents must be filed electronically except voluminous documents.

Relief-seeking documents must be filed as 'Motion' not 'Letter' under ECF.

Substantive calls must be made jointly with opposing counsel and all adversaries must be informed.

Phone calls permitted; criminal scheduling to Courtroom Deputy, civil to Law Clerks.

Revised scheduling order required if adjournment affects other dates.

Pro se litigants can access legal assistance program.

Email communication with Chambers prohibited without prior court authorization.

Joint ECF communication preferred; individual ECF letter allowed if joint impracticable.

Magistrate judge cannot extend district judge deadlines.

Discovery Plan Worksheet and Joint Letter required.

Pro se parties without ECF access must make filings via hand deliver y or U.S. mail: to the designated “pro se clerk” in the clerk’s office, to the attention of Magistrate Judge Shields and the assigned District Judge, and by U.S. mail to the attorneys for all other parties.

Local Rule 26.3 definitions incorporated in all discovery requests.

Initial Joint Letter due 2 days before initial conference.

Local Rule 26.2 governs privilege claims.

Discovery motions require phone conference with chambers before filing; letter motions not accepted.

Settlement statements (max 3 pages) must be emailed to chambers 3 business days before conference.

First dispositive motion presumptively due 30 days after discovery closes; parties must consult judge's individual rules.

Defense must respond to settlement demand within 7 days before settlement conference.

Moving party must provide courtesy copies to Chambers with cover letter.

Proposed findings and conclusions must be filed via ECF with courtesy copy to Chambers two weeks after trial transcript is available.

Phase I Discovery completion date must be agreed upon by parties and referenced in joint letter.

Where possible, only confidential portions of the filings with the Court shall be filed under seal.

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