Court Rules
Magistrate Judge

Judge Heather K. McShain

Individual Rules, Standing Orders & Policies

Rules last changed:
Northern District of Illinois

Limits & Logistics

Document Limits

Motion in Limine
15 pgs
Settlement Statement
10 pgs

Courtesy Copies

Courtesy copies

  • 2 copies

Exhibit

  • 2 copies • One Week Before Final Pretrial Conference

Joint Status Report

  • Chambers Drop Off • At Least Three Business Days Before Status Conference

Settlement Statement

Communication

Email

Chambers

settlement_correspondence_mcshain@ilnd.uscourts.gov
Email

Chambers

chambers_mcshain@ilnd.uscourts.gov
Scheduling
Filters:

Page & Word Limits4 rules

Page LimitsMandatoryCivil cases

Motions in limine and responses limited to 15 pages per party total.

Motion in limine
Up to 15 pages in total per party

Exception

More pages with leave of court

Court's wording

Absent prior leave of Court, motions in limine (not including exhibits) are limited to a total of 15 pages per party (not per motion), and responses (not including exhibits) are likewise limited to a total of 15 pages per party.

PREPARATION OF FINAL PRETRIAL ORDER [Final 10 5 22] · p. 2
|SectionMotions in Limine and Daubert Proceedings
Page LimitsMandatoryCivil cases

Each side is limited to 10 proposed disputed questions, unless a motion is filed before the pretrial conference that explains good cause for proposing more than the limit.

Page LimitsMandatoryCivil cases

Settlement statements should be no more than 10 pages each.

Settlement statement
Up to 10 pages
FINAL Settlement Conferences Standing Order HKM (01 28 2024) with signature · Jan 2024 · p. 2
|SectionA. Before the Settlement Conference—Telephonic Status Hearing and Exchange of Settlement Statements
Page LimitsNoteCivil cases

These limitations do not apply to motions challenging the admissibility of Rule 702 expert testimony pursuant to Daubert v. Merrell Dow Pharmaceuticals, Inc.

PREPARATION OF FINAL PRETRIAL ORDER [Final 10 5 22] · p. 2
|SectionMotions in Limine and Daubert Proceedings

Document Filing Requirements36 rules

Filing RequirementsMandatoryCivil cases

The joint status report shall contain the following information:

Filing RequirementsMandatoryCivil cases

Describe the matter(s) referred to the magistrate judge.

Filing RequirementsMandatoryCivil cases

a. Describe the claims and defenses raised by the pleadings, including the basis for federal jurisdiction. b. State the relief sought, including an itemization of damages.

Filing RequirementsMandatoryCivil cases

a. Describe the status of settlement discussions.

Document
Joint status report

Include

  • Describe the status of settlement discussions
Filing RequirementsMandatoryCivil cases

b. State whether the parties believe a settlement conference would be productive at this time, and if not, briefly explain why.

Filing RequirementsMandatoryCivil cases

State whether the parties anticipate or are engaged in discovery of ESI in this case, and, if so, what agreements have been reached regarding ESI and whether there are any areas of disagreements regarding ESI.

Filing RequirementsMandatoryCivil cases

The Proposed Pretrial Order must also be filed on the docket by selecting “Other Filings” and then “Other Documents,” and choosing the Proposed Pretrial Order event in CM/ECF.

PREPARATION OF FINAL PRETRIAL ORDER [Final 10 5 22] · p. 1
|SectionPretrial Procedures and Preparation of Final Pretrial Orders for Civil Cases Before Judge McShain
Filing RequirementsMandatoryCivil cases

Exhibits, if any, to settlement statements should be attached to the email sent to the Court, or counsel should utilize an electronic file sharing service and the Court will download the exhibits.

Document
Settlement statement

Should include

  • Exhibits
FINAL Settlement Conferences Standing Order HKM (01 28 2024) with signature · Jan 2024 · p. 2
|SectionA. Before the Settlement Conference—Telephonic Status Hearing and Exchange of Settlement Statements
Filing RequirementsMandatoryCivil cases

The parties’ settlement statements are not to be filed on ECF, will not be made part of the Court’s record, and will not be admissible as evidence.

FINAL Settlement Conferences Standing Order HKM (01 28 2024) with signature · Jan 2024 · p. 2
|SectionA. Before the Settlement Conference—Telephonic Status Hearing and Exchange of Settlement Statements
Filing RequirementsMandatoryCivil cases

Counsel and parties are cautioned that failure to attend a scheduled settlement conference without advance notice to the Court may result in the imposition of monetary sanctions against them.

Filing RequirementsMandatoryCivil cases

In cases subject to the Mandatory Initial Discovery Pilot Project, the parties must discuss and follow that project’s standing-order requirements.

Court's wording

For those cases that are subject to the Mandatory Initial Discovery Pilot Project, the parties must also discuss and follow the requirements of the Standing Order Regarding Mandatory Initial Discovery Pilot Project (available on Judge McShain’s web page).

Filing RequirementsMandatoryCivil cases

The joint status report must address the claims and defenses, federal jurisdiction, relief and itemized damages, referred matters, and existing discovery cutoff dates.

Court's wording

The joint status report shall contain the following information: 1. Description of Claims and Relief Sought. a. Describe the claims and defenses raised by the pleadings, including the basis for federal jurisdiction. ===== PAGE 2 ===== b. State the relief sought, including an itemization of damages. 2. Referral Cases. Describe the matter(s) referred to the magistrate judge. 3. Discovery Schedule. Identify any existing discovery cut-off dates.

Filing RequirementsImportantCivil cases

Identify any existing discovery cut-off dates. If no discovery schedule has yet been set and in referral cases, the case has been referred for discovery supervision, the parties should confer and submit the following information:

Filing RequirementsImportantCivil cases

b. A date to issue written discovery requests.

Filing RequirementsImportantCivil cases

c. A fact discovery completion date. For claims involving medical conditions, fact discovery ordinarily includes treating physician depositions.

Filing RequirementsImportantCivil cases

d. If there will be expert discovery, an expert discovery completion date, including dates for the delivery of expert reports and rebuttal reports, if any (or summaries for non-retained expert testimony).

Filing RequirementsImportantCivil cases

a. The due date for Fed. R. Civ. P. 26(a)(1) disclosures.

Filing RequirementsImportantCivil cases

In consent cases, state whether a jury trial is requested, the date when the parties expect to be ready for trial, and the probable length of trial.

Filing RequirementsImportantCivil cases

Indicate the status of any pending motions.

Filing RequirementsImportantCivil cases

State whether all parties consent to Judge McShain conducting all further proceedings, including trial and entry of final judgment.

Court's wording

State whether all parties will consent to have Judge McShain conduct all further proceedings in this case, including trial and entry of final judgment, in accordance with 28 U.S.C. § 636(c) and Federal Rule of Civil Procedure 73.

Filing RequirementsImportantCivil cases

State any other matters that should be brought to the Court’s attention for scheduling purposes.

Filing RequirementsImportantCivil cases

If no discovery schedule has yet been set and in referral cases, the case has been referred for discovery supervision, the parties should confer and submit the following information:

Filing RequirementsImportantCivil cases

b. State whether the parties believe a settlement conference would be productive at this time, and if not, briefly explain why.

Filing RequirementsImportantCivil cases

c. If there will be expert discovery, an expert discovery completion date, including dates for the delivery of expert reports and rebuttal reports, if any (or summaries for non-retained expert testimony).

Filing RequirementsImportantCivil cases

State whether the parties anticipate or are engaged in discovery of ESI in this case, and, if so, what agreements have been reached regarding ESI and whether there are any areas of disagreements regarding ESI.

Filing RequirementsImportantCivil cases

b. A fact discovery completion date. For claims involving medical conditions, fact discovery ordinarily includes treating physician depositions.

Filing RequirementsImportantCivil cases

a. Describe the status of settlement discussions.

Document
Initial status report

Include

  • Describe the status of settlement discussions
Filing RequirementsImportantCivil cases

State whether all parties will consent to have Judge McShain conduct all further proceedings in this case, including trial and entry of final judgment, in accordance with 28 U.S.C. § 636(c) and Federal Rule of Civil Procedure 73.

Filing RequirementsImportantCivil cases

In consent cases, state whether a jury trial is requested, the date when the parties expect to be ready for trial, and the probable length of trial.

Filing RequirementsImportantCivil cases

Indicate the status of any pending motions.

Filing RequirementsImportantCivil cases

State any other matters that should be brought to the Court’s attention for scheduling purposes.

Filing RequirementsNoteCivil cases

Please note the Court has adopted the Principles of the Seventh Circuit Electronic Discovery Pilot Program and the parties should be familiar with them.

Filing RequirementsNoteCivil cases

In a patent case, the Court will apply the Local Patent Rules for Electronically Stored Information.

Filing RequirementsNoteCivil cases

Judge McShain does not require trial briefs in jury trials. Parties who wish to file a trial brief must seek leave of Court to do so.

Document
Trial brief

Must include

  • Leave of court
PREPARATION OF FINAL PRETRIAL ORDER [Final 10 5 22] · p. 1
|SectionPretrial Procedures and Preparation of Final Pretrial Orders for Civil Cases Before Judge McShain
Filing RequirementsNoteCivil cases

In a patent case, the Court will apply the Local Patent Rules for Electronically Stored Information.

Filing RequirementsNoteCivil cases

Please note the Court has adopted the Principles of the Seventh Circuit Electronic Discovery Pilot Program and the parties should be familiar with them.

Filing & Service rules

Electronic Filing Rules

The parties must electronically file a joint status report and deliver a courtesy copy to chambers at least three business days before the status conference.

the parties are required to electronically file a joint status report and deliver a courtesy copy to Judge McShain’s chambers at least three business days before the status conference.

Civil cases

Page 1 | Standing Order for Initial Status Report

Courtesy Copy Requirements

Proposed Pretrial Order must be emailed and two courtesy copies delivered to chambers.

The Proposed Pretrial Order must be e-mailed to Proposed_Order_McShain@ilnd.uscourts.gov in Word or WordPerfect format, with two courtesy copies delivered to chambers.

Civil cases

Page 1 | Pretrial Procedures and Preparation of Final Pretrial Orders for Civil Cases Before Judge McShain

Parties must submit 2 sets of exhibit binders to chambers one week before final pretrial conference.

No later than one week prior to the final pretrial conference, the parties must submit to chambers 2 sets of exhibit binders containing copies of all objected-to substantive exhibits. Exhibits that will be used for impeachment purposes only need not be included in the binders.

Civil cases

Settlement statements must be emailed to court, no courtesy copies accepted.

The Court does not accept courtesy copies. On the same day the parties provide their settlement statements to opposing counsel, the parties are required to submit their statements to the Court by e-mail.

Civil cases

Page 2 | A. Before the Settlement Conference—Telephonic Status Hearing and Exchange of Settlement Statements

The parties must deliver one courtesy copy of the joint status report to chambers at least three business days before the status conference.

the parties are required to electronically file a joint status report and deliver a courtesy copy to Judge McShain’s chambers at least three business days before the status conference.

Civil cases

Page 1 | Standing Order for Initial Status Report

Pre-Motion Conference Requirements

Daubert motions should be filed early, separately from other motions.

Such Daubert motions should be filed separately and as soon as reasonably possible, preferably well in advance of the final pretrial conference and the deadline for motions in limine.

Civil cases

Page 2 | Motions in Limine and Daubert Proceedings

Chambers Communication Rules

Settlement statements must be emailed to specific court address.

All settlement statements should be sent to the Court via the following email address: Settlement_Correspondence_McShain@ilnd.uscourts.gov

Civil cases

Page 2 | A. Before the Settlement Conference—Telephonic Status Hearing and Exchange of Settlement Statements

If the parties must reschedule, or if they conclude that a settlement conference is not necessary at this time, they should inform chambers (via email to Chambers_McShain@ilnd.uscourts.gov) as soon as possible.

If the parties must reschedule, or if they conclude that a settlement conference is not necessary at this time, they should inform chambers (via email to Chambers_McShain@ilnd.uscourts.gov) as soon as possible.

Civil cases

Page 5 | Settlement Conference Rescheduling

About United States Magistrate Judge Heather K. McShain

Magistrate Judge Heather K. McShain was sworn in as a U.S. Magistrate Judge for the Northern District of Illinois on May 1, 2020.

Judge McShain earned a B.S. in Mathematics from the University of Notre Dame and her J.D. from Notre Dame Law School. After law school, she clerked for Judge William Lee of the U.S. District Court for the Northern District of Indiana, then for Judge Robert Cowen of the U.S. Court of Appeals for the Third Circuit. She then worked as an associate at Jones Day in Washington, D.C. She served as an Assistant U.S. Attorney for seven years in the Civil Division of the U.S. Attorney's Office for the Southern District of New York, then served for ten years as an Assistant U.S. Attorney in the Northern District of Illinois, where she most recently was Deputy Chief in the Financial Crimes Section, supervising the Health Care Fraud Unit. She also served as Deputy Chief in General Crimes and a line AUSA in General Crimes, Financial Crimes, and Public Corruption and Organized Crime Sections. She serves as an Adjunct Professor of Law at Notre Dame Law School and presides over the Veterans Treatment Court.

Education

  • University of Notre Dame Law School, J.D.
  • University of Notre Dame, B.S. in Mathematics

Career

  • Deputy Chief, Financial Crimes Section / Health Care Fraud Unit, U.S. Attorney's Office, Northern District of Illinois (2013–2020)
  • Assistant U.S. Attorney, Northern District of Illinois (approximately 2010–2020)
  • Assistant U.S. Attorney, Civil Division, Southern District of New York (approximately 2003–2010)
  • Associate, Jones Day, Washington, D.C.
  • Law Clerk, Hon. Robert Cowen, U.S. Court of Appeals, Third Circuit
  • Law Clerk, Hon. William Lee, U.S. District Court, Northern District of Indiana

Courthouse: Everett McKinley Dirksen U.S. Courthouse, 219 S. Dearborn Street, Chicago, IL 60604 Chambers: Room 1068 Phone: (312) 435-3039 Fax: (312) 777-3880

Chambers Staff

  • Courtroom Deputy: Peggy Klutcharch, (312) 818-6694, Room 1024
  • Law Clerks: Michael Blankenheim, Alexander Johnson-Lee
Common questions about Judge Heather K. McShain's rules

Are courtesy copies required for Judge Heather K. McShain?

Details: 2 copies. Proposed Pretrial Order must be emailed and two courtesy copies delivered to chambers.

View ruleSource: page 1, section Pretrial Procedures and Preparation of Final Pretrial Orders for Civil Cases Before Judge McShain

Does Judge Heather K. McShain require a pre-motion conference or letter before filing a motion?

Daubert motions should be filed early, separately from other motions.

View ruleSource: page 2, section Motions in Limine and Daubert Proceedings

What page or word limits apply to motion in limine before Judge Heather K. McShain?

Judge Heather K. McShain's rule states these limits: 15 pages. Motions in limine and responses limited to 15 pages per party total.

View ruleSource: page 2, section Motions in Limine and Daubert Proceedings

What page or word limits apply to settlement statement before Judge Heather K. McShain?

Judge Heather K. McShain's rule states these limits: attorney: 10 pages. Settlement statements limited to 10 pages.

View ruleSource: page 2, section A. Before the Settlement Conference—Telephonic Status Hearing and Exchange of Settlement Statements

What must be included with joint status report filings before Judge Heather K. McShain?

The joint status report must include the information specified in the order.

View ruleSource: page 1, section STANDING ORDER FOR INITIAL STATUS REPORT

What must be included with pretrial order filings before Judge Heather K. McShain?

Proposed Pretrial Order must be filed on ECF docket.

View ruleSource: page 1, section Pretrial Procedures and Preparation of Final Pretrial Orders for Civil Cases Before Judge McShain

How may parties contact Judge Heather K. McShain's chambers?

The rule lists email Settlement_Correspondence_McShain@ilnd.uscourts.gov. Settlement statements must be emailed to specific court address.

View ruleSource: page 2, section A. Before the Settlement Conference—Telephonic Status Hearing and Exchange of Settlement Statements

Is electronic filing required before Judge Heather K. McShain?

Yes. Electronic filing is required for the covered filings. The parties must electronically file a joint status report and deliver a courtesy copy to chambers at least three business days before the status conference.

View ruleSource: page 1, section Standing Order for Initial Status Report
Complete rules summary for Judge Heather K. McShain

The report must identify existing discovery cutoff dates; if no schedule is set in a qualifying referral case, the parties should confer and submit the listed proposed discovery dates.

b. A date to issue written discovery requests.

The joint status report must include the information specified in the order.

The joint status report must describe the pleaded claims and defenses, the basis for federal jurisdiction, and the relief sought, including itemized damages.

The joint status report must describe the matters referred to the magistrate judge.

If expert discovery will occur, the parties should submit its completion date and dates for expert and rebuttal reports, if any, or summaries for non-retained expert testimony.

The report must state whether ESI discovery is anticipated or underway and, if so, identify agreements and areas of disagreement concerning ESI.

The Court has adopted the Seventh Circuit Electronic Discovery Pilot Program Principles, and the parties should be familiar with them.

c. A fact discovery completion date. For claims involving medical conditions, fact discovery ordinarily includes treating physician depositions.

a. The due date for Fed. R. Civ. P. 26(a)(1) disclosures.

In patent cases, the Court will apply the Local Patent Rules for Electronically Stored Information.

The joint status report must state whether a settlement conference would be productive and briefly explain if the parties believe it would not be.

State whether all parties consent to Judge McShain conducting all further proceedings, including trial and entry of final judgment.

Indicate the status of any pending motions.

In consent cases, state whether a jury trial is requested, the expected trial-readiness date, and the probable trial length.

State any other matters that should be brought to the Court’s attention for scheduling purposes.

The joint status report must describe the status of settlement discussions.

Motions in limine and responses limited to 15 pages per party total.

Daubert motions should be filed early, separately from other motions.

Trial briefs not required; leave of court needed to file.

Proposed Pretrial Order must be filed on ECF docket.

Proposed Pretrial Order must be emailed and two courtesy copies delivered to chambers.

Each side limited to 10 disputed voir dire questions unless good cause shown.

Daubert motions exempt from page limits.

Parties must submit 2 sets of exhibit binders to chambers one week before final pretrial conference.

Settlement statements must be emailed to court, no courtesy copies accepted.

Settlement statements must be emailed to specific court address.

Settlement statements are not filed on ECF and are not part of court record or admissible as evidence.

If the parties must reschedule, or if they conclude that a settlement conference is not necessary at this time, they should inform chambers (via email to Chambers_McShain@ilnd.uscourts.gov) as soon as possible.

Failure to attend settlement conference without notice may result in monetary sanctions.

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