1,506 enforcement actions from 16 federal and state jurisdictions. Every event traced back to its official government source.
1,506
Total Actions
16
Jurisdictions
$26.6B+
Total Fines Tracked
The New Jersey Bureau of Securities announced its 2026 annual investment adviser examination, with a particular focus on firms' use of artificial intelligence and cybersecurity protocols. The examination requires nearly 800 registered investment adviser firms to answer questions about AI use in portfolio management, data protection policies, and third-party vendor due diligence. Failure to comply may result in administrative action.
New Jersey Attorney General Matthew Platkin announced a multistate settlement where Morgan Stanley will pay $1.27 million to NJ over data security incidents that compromised personal information of over 755,000 NJ residents and millions nationwide. The incidents involved improper decommissioning of devices and a software flaw, leading to unauthorized access. The settlement requires Morgan Stanley to strengthen its data security and disposal procedures.
$1.3M
New Jersey Attorney General Matthew J. Platkin announced a multistate settlement with Experian and T-Mobile over a 2015 data breach that compromised personal information of over 15 million consumers. The companies will pay over $16 million to states and agree to improve data security and vendor management practices. New Jersey will receive approximately $500,000 from the settlement.
$16.0M
All data sourced from official government enforcement pages.