Court Rules

Privacy Enforcement Tracker

1,285 enforcement actions from 14 federal and state jurisdictions. Every event traced back to its official government source.

1,285

Total Actions

14

Jurisdictions

$35.3B+

Total Fines Tracked

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NYSettlement

Uphold HQ, Inc.

New York Attorney General Letitia James secured a settlement with cryptocurrency platform Uphold HQ, Inc. for misleading investors by promoting Cred’s fraudulent CredEarn investment product as a safe, reliable savings option when it involved risky loans to uncreditworthy borrowers. Uphold will pay $5 million to harmed investors, redirect $545,189 in Cred bankruptcy proceeds to affected customers, and implement enhanced due diligence policies for third-party investment products. Uphold must also register as a broker with the Office of the Attorney General.

High

$5.0M

NYCoalitionMultistate

American Express, Capital One, Citi Group, Mastercard, Visa, PayPal, Stripe, Sezzle, Block (operator of Square, Cash App, and Afterpay)

New York Attorney General Letitia James led a bipartisan coalition of 24 state attorneys general, Puerto Rico, and New York City in sending letters to nine major credit card companies and payment processors urging them to block transactions facilitating illegal vaping product sales. The coalition cites federal and state laws prohibiting unauthorized e-cigarette sales, particularly to youth, and requests collaboration to prevent payment networks from processing such transactions. No enforcement penalties or actions were imposed as part of this initiative.

Low
NYSettlement

Wojeski & Company

New York Attorney General Letitia James settled with public accounting firm Wojeski & Company over two data breaches in 2023 and 2024 that exposed personal information of over 4,700 New York residents, including social security numbers and medical benefits. The firm failed to implement adequate data security measures, did not encrypt sensitive data, and delayed notifying affected consumers of the breaches for over a year. Wojeski must pay $60,000 in penalties and implement enhanced cybersecurity measures including encryption, incident response plans, and employee training.

LowData BreachSecurity FailureBreach Notification Delay

$60K

NYSettlement

American Family Mutual Insurance Company/Midvale Indemnity Company, Farmers Insurance, Hagerty Insurance Agency, The Hartford Insurance Group, Infinity Insurance Company, Liberty Mutual Insurance, Metromile, State Auto Mutual Insurance Company(American Family)

New York Attorney General Letitia James secured $14.2 million in settlements from eight car insurance companies for failing to protect consumers' personal information. The companies' inadequate cybersecurity allowed hackers to steal driver's license numbers and other data through online quoting tools, impacting over 825,000 New Yorkers. The settlements require the companies to pay penalties and implement enhanced data security measures.

CriticalSecurity FailureData Breach

$14.2M

NYSettlement

Equifax Information Services, LLC(Equifax)

New York Attorney General Letitia James announced a settlement with Equifax Information Services, LLC for inaccurately reporting credit scores to lenders due to a coding error, which lowered consumers' scores and inflated costs for loans and insurance between March and April 2022. Equifax will pay $725,000 and implement safeguards to prevent future errors, with restitution for affected consumers.

MediumData Broker Non-Compliance

$725K

NYSettlement

Government Employees Insurance Company (GEICO) and The Travelers Indemnity Company(GEICO, Travelers)

GEICO and Travelers were fined $11.3 million for data breaches that exposed personal information of over 120,000 New Yorkers due to inadequate cybersecurity. The breaches involved driver's license numbers being stolen and used in fraudulent unemployment claims. The settlements mandate enhanced security measures and penalties.

CriticalData BreachSecurity Failure

$11.3M

NYSettlementMultistate

Morgan Stanley Smith Barney LLC(Morgan Stanley)

Morgan Stanley failed to properly decommission computer devices containing unencrypted customer data, leading to the sale of devices with personal information at auction and missing servers with potential data. A multistate coalition secured a $6.5 million settlement requiring Morgan Stanley to implement enhanced data security measures.

HighSecurity FailureData Breach

$6.5M

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