1,509 enforcement actions from 16 federal and state jurisdictions. Every event traced back to its official government source.
1,509
Total Actions
16
Jurisdictions
$26.6B+
Total Fines Tracked
New York Attorney General Letitia James submitted testimony to the Senate Committee on Homeland Security and Governmental Affairs' Permanent Subcommittee on Investigations, calling for stronger regulations on cryptocurrency platforms to protect consumers and investors from scams. The testimony details the flood of cryptocurrency scams costing Americans billions annually and criticizes the Digital Asset Market Clarity Act for undermining state enforcement efforts.
The New Jersey Bureau of Securities announced its 2026 annual investment adviser examination, with a particular focus on firms' use of artificial intelligence and cybersecurity protocols. The examination requires nearly 800 registered investment adviser firms to answer questions about AI use in portfolio management, data protection policies, and third-party vendor due diligence. Failure to comply may result in administrative action.
New York Attorney General Letitia James settled with public accounting firm Wojeski & Company over two data breaches in 2023 and 2024 that exposed personal information of over 4,700 New York residents, including social security numbers and medical benefits. The firm failed to implement adequate data security measures, did not encrypt sensitive data, and delayed notifying affected consumers of the breaches for over a year. Wojeski must pay $60,000 in penalties and implement enhanced cybersecurity measures including encryption, incident response plans, and employee training.
$60K
The FTC settled with Ascension Data & Analytics, LLC for violating the Gramm-Leach-Bliley Act's Safeguards Rule by failing to ensure its vendor properly protected consumer data. The company must strengthen its security safeguards and increase oversight of vendors. No monetary penalty was imposed.
Ascension Data & Analytics, LLC, a mortgage analytics company, settled FTC allegations that it violated the Gramm-Leach-Bliley Act's Safeguards Rule by failing to ensure its vendor adequately protected consumer data. The vendor stored sensitive mortgage information in plain text on a cloud server, leading to unauthorized access. Ascension must implement a data security program, undergo biennial assessments, and report future breaches.
In 2013, the California Attorney General filed a complaint against Citibank, N.A. alleging that the bank failed to implement adequate security measures and did not properly notify customers about a data breach exposing personal and financial information. The complaint asserts violations of California's data breach notification law.
All data sourced from official government enforcement pages.